CastleOak Securities

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CastleOak Securities

CastleOak Securities


CastleOak Securities


CastleOak Securities

Dear Reader:

David Jones, CEO

Welcome to CastleOak Securities, L.P. (“CastleOak”). We are a leading boutique investment bank focused on providing superior client service in the specialized areas of financial advisory, equities and fixed income sales and trading, and capital markets.

We are keenly aware of the competitive nature of the investment banking marketplace and have assembled a highly experienced team that puts clients’ needs first while upholding our firm’s core principles, which are:

Honesty: CastleOak is dedicated to working openly and honestly with mutual respect for each client, employee, and partner with whom we do business, and for every community in which we do business.

Integrity: CastleOak is dedicated to providing the most effective and efficient solutions to meet each client’s objectives while adhering to its moral and ethical principles.

Performance: CastleOak is driven to deliver value-added services, insightful market intelligence and exceptional execution services in all our lines of business.

We strive for continuous improvement in all that we do, and we encourage you to contact us directly to learn more about CastleOak.

David R Jones
Co-Founder, President and Chief Executive Officer

February 9, 2015
CastleOak Securities Co-manages $10.75 Billion Debt Offering for Microsoft Corp.

July 30, 2014
CastleOak Securities Ranked #1 by Black Enterprise as Top Minority-Owned Investment Bank in Taxable Securities

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CastleOak Securities

CastleOak Securities

CastleOak’s expertise is unsurpassed, with our seasoned professionals providing superior service in the following sectors:

 Equity Capital Markets
 Equity Sales and Trading
 Debt Capital Markets
 Fixed Income Sales and Trading
 Financial Advisory
 Money Fund Access Platform
 Municipal Finance

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