Investment Banking & Capital Markets

CastleOak’s Investment Banking and Capital Markets Team delivers a comprehensive range of capital raising and advisory solutions to achieve the strategic objectives of our corporate, governmental, and institutional clients.

CastleOak’s professionals provide best-in-class expertise across Capital Markets. As a boutique investment banking firm, our senior leadership team combines high touch service with top-notch advisory expertise. Throughout our history, CastleOak has enjoyed significant repeat business stemming from our consistent ability to drive high quality outcomes for our valued clients.    

Proven Capabilities to Assist:

Fortune 500 companies
Middle-Market Public and Private Companies
Unicorns and Decacorns
Private Equity Firms
Venture Capital Firms
U.S. Government Agencies
U.S. Government-Sponsored Enterprises
Supranational Organizations
Capital Markets Services
  • Investment Grade, High Yield, GSE and Supranational Debt Underwriting
  • IPOs, Follow-On and Block Trade Equity Underwriting
  • Structured Finance Underwriting (ABS, RMBS, CMBS, CDOs)
  • Share Repurchase Execution
  • Commercial Paper, CDs and Yankee CDs
  • Liability Management
  • Cash Management & Liquidity Solutions
  • Investor Relations & Corporate Access
Industry Coverage Experience
Basic Materials
Communications
Consumer Products & Retail
Defense & Aerospace
Energy & Renewables
Financial Institutions
Financial Sponsors
Government
Healthcare & Pharmaceuticals
Industrials
Information Technology
Infrastructure & Utilities
Media
Real Estate
Transportation
Debt Capital Markets
Equity Capital Markets
Share Repurchase
CastleOak provides a full suite of debt capital markets services to our clients.

CastleOak Securities underwrites, distributes, and trades a full range of fixed income products. The strength of our firm lies in our differentiated distribution network, coupled with strong capital position and structuring/underwriting capabilities. As active players in various credit products our debt capital markets team links the firm’s Corporate Finance clients with a broad array of buy-side clients who invest in their securities.

CastleOak’s Debt Capital Markets team presents clients with the most appropriate financing solutions for their specific needs. We also provide market intelligence to clients through a regularly-published newsletter highlighting recent trends and transactions. CastleOak takes a proactive approach by analyzing information and credit statistics for each client to better provide timely and relevant solutions. This value added approach positions CastleOak to undertake and execute manager level responsibilities in clients’ bond offerings.

CastleOak provides a full suite of Equity Capital Markets services to our institutional clients.

The firm’s Equity Capital Markets group oversees the firm’s activities in the new issue equity and equity-linked securities markets. Our role encompasses origination, execution and after-market services, and our focus is solely on delivering superior investment ideas, creative strategies, exceptional market intelligence and outstanding execution to our clients.

Our capabilities include:

  • Initial public offerings
  • Follow-on offerings
  • Non-Deal Roadshows
  • Private investment in public equity (PIPEs)
  • Private Placements
The collective share repurchase program experience of CastleOak’s trading teams is significant and encompasses a variety of stocks in many different market environments and circumstances.

Our repurchase desk recognizes that our corporate repurchase programs have many objectives which need to be realized while being compliant with 10B-18 and 10B5-1 SEC rules. Our high level execution, clean clearing and payment has allowed CastleOak to be involved in multiple rotations from blue chip issuers. Every rotation commands the focus of our senior experienced traders who judiciously leverage their extensive trading acumen and top-notch algorithms to deliver unrivaled execution.

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CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base.

For more information, contact our team.

Reach Out
3 World Financial Center
200 Vesey Street
4th Floor
New York, NY 10281
Phone: (646) 521-6700
Fax: (212) 294-7866
‍Email: info@castleoaklp.com
© XXXX CastleOak Securities. All rights reserved.
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