The Latest News & Updates

Minority, Women and Service-Disabled Veteran Owned Broker Dealers Help to Underwrite Deutsche Bank’s $USD 750 mln Bond
April 1, 2021
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Company News

Minority, Women and Service-Disabled Veteran Owned Broker Dealers Help to Underwrite Deutsche Bank’s $USD 750 mln Bond

NEW YORK--(BUSINESS WIRE)--Deutsche Bank (XETRA: DBKGn.DB / NYSE: DB) today successfully closed its offering of 750 million US dollars of its senior non-preferred callable four-year (4nc3) Fixed-to-Floating rate bonds.

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Minority, Women and Service-Disabled Veteran Owned Broker Dealers Help to Underwrite Deutsche Bank’s $USD 750 mln Bond
April 1, 2021
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Company News

Minority, Women and Service-Disabled Veteran Owned Broker Dealers Help to Underwrite Deutsche Bank’s $USD 750 mln Bond

NEW YORK--(BUSINESS WIRE)--Deutsche Bank (XETRA: DBKGn.DB / NYSE: DB) today successfully closed its offering of 750 million US dollars of its senior non-preferred callable four-year (4nc3) Fixed-to-Floating rate bonds.

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Minority Business Enterprises Underwrite the Majority of State Street 2031 Senior Subordinated Offering
March 4, 2021
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Company News

Minority Business Enterprises Underwrite the Majority of State Street 2031 Senior Subordinated Offering

State Street Corporation (NYSE:STT) today announced that it has issued $850 million senior subordinated bonds at a coupon of 2.20 percent.

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Minority Business Enterprises Underwrite the Majority of State Street 2031 Senior Subordinated Offering
March 4, 2021
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Company News

Minority Business Enterprises Underwrite the Majority of State Street 2031 Senior Subordinated Offering

State Street Corporation (NYSE:STT) today announced that it has issued $850 million senior subordinated bonds at a coupon of 2.20 percent.

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Ares Acquisition Corporation Announces Pricing of $870 Million Initial Public Offering
February 1, 2021
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Company News

Ares Acquisition Corporation Announces Pricing of $870 Million Initial Public Offering

Ares Acquisition Corporation (the “Company”), a special purpose acquisition company formed for the purpose of entering into a combination with one or more businesses, today announced the pricing of its initial public offering of 87,000,000 units at a price of $10.00 per unit.

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Ares Acquisition Corporation Announces Pricing of $870 Million Initial Public Offering
February 1, 2021
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Company News

Ares Acquisition Corporation Announces Pricing of $870 Million Initial Public Offering

Ares Acquisition Corporation (the “Company”), a special purpose acquisition company formed for the purpose of entering into a combination with one or more businesses, today announced the pricing of its initial public offering of 87,000,000 units at a price of $10.00 per unit.

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Citi hires Black-owned firms for $2.5 bln bond distribution
January 28, 2021
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Company News

Citi hires Black-owned firms for $2.5 bln bond distribution

Citigroup Inc has hired four Black-owned firms to distribute a $2.5 billion bond issuance to investors, as part of its work to promote racial equity in the capital markets and broader financial services industry, the bank said on Thursday.

The firms included Blaylock Van, CastleOak Securities, Global Oak Capital Markets and Loop Capital Markets, Citi said in a statement.

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Citi hires Black-owned firms for $2.5 bln bond distribution
January 28, 2021
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Company News

Citi hires Black-owned firms for $2.5 bln bond distribution

Citigroup Inc has hired four Black-owned firms to distribute a $2.5 billion bond issuance to investors, as part of its work to promote racial equity in the capital markets and broader financial services industry, the bank said on Thursday.

The firms included Blaylock Van, CastleOak Securities, Global Oak Capital Markets and Loop Capital Markets, Citi said in a statement.

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Airbnb Announces Pricing of Initial Public Offering
December 10, 2020
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Company News

Airbnb Announces Pricing of Initial Public Offering

Airbnb, Inc. today announced the pricing of its initial public offering of 51,323,531 shares of Class A common stock, 50,000,000 of which are being sold by Airbnb and 1,323,531 of which are being sold by certain selling stockholders, at a public offering price of $68.00 per share.

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Airbnb Announces Pricing of Initial Public Offering
December 10, 2020
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Company News

Airbnb Announces Pricing of Initial Public Offering

Airbnb, Inc. today announced the pricing of its initial public offering of 51,323,531 shares of Class A common stock, 50,000,000 of which are being sold by Airbnb and 1,323,531 of which are being sold by certain selling stockholders, at a public offering price of $68.00 per share.

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CastleOak Acts as Exclusive Financial Advisor to the International Society of Interdisciplinary Engineers LLC in Its Acquisition of Techstreet from Clarivate Plc
November 9, 2020
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Company News

CastleOak Acts as Exclusive Financial Advisor to the International Society of Interdisciplinary Engineers LLC in Its Acquisition of Techstreet from Clarivate Plc

Clarivate Plc (NYSE: CCC), a global leader in providing trusted information and insights to accelerate the pace of innovation, and The American Society of Mechanical Engineers (ASME), a globally recognized, trusted source of standards used around the world, announced today that the International Society of Interdisciplinary Engineers LLC (ISIE), a new for-profit subsidiary of ASME, has acquired Techstreet.

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CastleOak Acts as Exclusive Financial Advisor to the International Society of Interdisciplinary Engineers LLC in Its Acquisition of Techstreet from Clarivate Plc
November 9, 2020
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Company News

CastleOak Acts as Exclusive Financial Advisor to the International Society of Interdisciplinary Engineers LLC in Its Acquisition of Techstreet from Clarivate Plc

Clarivate Plc (NYSE: CCC), a global leader in providing trusted information and insights to accelerate the pace of innovation, and The American Society of Mechanical Engineers (ASME), a globally recognized, trusted source of standards used around the world, announced today that the International Society of Interdisciplinary Engineers LLC (ISIE), a new for-profit subsidiary of ASME, has acquired Techstreet.

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CastleOak is Named Counterparty to the NY Fed’s Secondary Market Corporate Credit Facility(SMCCF)
November 6, 2020
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Company News

CastleOak is Named Counterparty to the NY Fed’s Secondary Market Corporate Credit Facility(SMCCF)

The Federal Reserve Bank of New York today announced the selection of additional counterparties to support, as applicable, the Commercial Paper Funding Facility (CPFF) and the Secondary Market Corporate Credit Facility (SMCCF).

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CastleOak is Named Counterparty to the NY Fed’s Secondary Market Corporate Credit Facility(SMCCF)
November 6, 2020
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Company News

CastleOak is Named Counterparty to the NY Fed’s Secondary Market Corporate Credit Facility(SMCCF)

The Federal Reserve Bank of New York today announced the selection of additional counterparties to support, as applicable, the Commercial Paper Funding Facility (CPFF) and the Secondary Market Corporate Credit Facility (SMCCF).

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CastleOak Serves as Bookrunner for Citi’s Inaugural $2.5 Billion Affordable Housing Bond Issuance and Largest-Ever Social Bond
October 30, 2020
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Company News

CastleOak Serves as Bookrunner for Citi’s Inaugural $2.5 Billion Affordable Housing Bond Issuance and Largest-Ever Social Bond

Citi today announced the issuance of its first Affordable Housing Bond. The transaction consisted of a $2.5 billion 4-year non-call 3-year fixed to floating rate note issuance, the largest-ever social bond from an issuer in the private sector.

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CastleOak Serves as Bookrunner for Citi’s Inaugural $2.5 Billion Affordable Housing Bond Issuance and Largest-Ever Social Bond
October 30, 2020
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Company News

CastleOak Serves as Bookrunner for Citi’s Inaugural $2.5 Billion Affordable Housing Bond Issuance and Largest-Ever Social Bond

Citi today announced the issuance of its first Affordable Housing Bond. The transaction consisted of a $2.5 billion 4-year non-call 3-year fixed to floating rate note issuance, the largest-ever social bond from an issuer in the private sector.

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CastleOak Co-Leads Record Setting Diversity & Inclusion Deal for TMCC
July 24, 2020
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Company News

CastleOak Co-Leads Record Setting Diversity & Inclusion Deal for TMCC

Toyota Financial Services (TFS), a longtime leader in Corporate Social Responsibility (CSR), issued its fifth Diversity & Inclusion (D&I) Bond in the amount of $750 million.

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CastleOak Co-Leads Record Setting Diversity & Inclusion Deal for TMCC
July 24, 2020
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Company News

CastleOak Co-Leads Record Setting Diversity & Inclusion Deal for TMCC

Toyota Financial Services (TFS), a longtime leader in Corporate Social Responsibility (CSR), issued its fifth Diversity & Inclusion (D&I) Bond in the amount of $750 million.

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CastleOak Co-Leads Historic IPO for Pershing Square
July 22, 2020
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Company News

CastleOak Co-Leads Historic IPO for Pershing Square

Pershing Square Tontine Holdings, Ltd. (the “Company,” “PSTH” or “We”), a Delaware incorporated newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with a private company, today announced its initial public offering of 200,000,000 units at a price of $20.00 per unit.

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CastleOak Co-Leads Historic IPO for Pershing Square
July 22, 2020
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Company News

CastleOak Co-Leads Historic IPO for Pershing Square

Pershing Square Tontine Holdings, Ltd. (the “Company,” “PSTH” or “We”), a Delaware incorporated newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with a private company, today announced its initial public offering of 200,000,000 units at a price of $20.00 per unit.

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CastleOak Serves as Senior Co-Lead Manager for Record Breaking US$8bn World Bank Deal
April 15, 2020
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Company News

CastleOak Serves as Senior Co-Lead Manager for Record Breaking US$8bn World Bank Deal

The World Bank (International Bank for Reconstruction and Development, IBRD, Aaa/AAA) today priced a USD8 billion 5-year global benchmark bond that matures on April 22, 2025.  This is the largest ever US dollar denominated bond issued by a supranational.

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CastleOak Serves as Senior Co-Lead Manager for Record Breaking US$8bn World Bank Deal
April 15, 2020
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Company News

CastleOak Serves as Senior Co-Lead Manager for Record Breaking US$8bn World Bank Deal

The World Bank (International Bank for Reconstruction and Development, IBRD, Aaa/AAA) today priced a USD8 billion 5-year global benchmark bond that matures on April 22, 2025.  This is the largest ever US dollar denominated bond issued by a supranational.

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CastleOak Securities Selected as a Discount Note Dealer By Inter-American Development Bank
April 2, 2019
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Company News

CastleOak Securities Selected as a Discount Note Dealer By Inter-American Development Bank

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced it was selected by the Inter-American Development Bank (IDB) to join its Discount Note dealer group. CastleOak is the only boutique dealer in this group of six investment banks.

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CastleOak Securities Selected as a Discount Note Dealer By Inter-American Development Bank
April 2, 2019
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Company News

CastleOak Securities Selected as a Discount Note Dealer By Inter-American Development Bank

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced it was selected by the Inter-American Development Bank (IDB) to join its Discount Note dealer group. CastleOak is the only boutique dealer in this group of six investment banks.

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CastleOak Securities’ David R. Jones is Showing Investment Banks Can Take the Higher Road
December 4, 2018
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Company News

CastleOak Securities’ David R. Jones is Showing Investment Banks Can Take the Higher Road

JP Morgan. Goldman Sachs. Bank of America Merrill Lynch. Morgan Stanley. A handful of well-known Wall Street firms dominate the investment banking industry. But in recent years, smaller boutique banks have begun taking a piece of the investment banking action, offering more attentive service to clients and better lifestyles for employees.

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CastleOak Securities’ David R. Jones is Showing Investment Banks Can Take the Higher Road
December 4, 2018
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Company News

CastleOak Securities’ David R. Jones is Showing Investment Banks Can Take the Higher Road

JP Morgan. Goldman Sachs. Bank of America Merrill Lynch. Morgan Stanley. A handful of well-known Wall Street firms dominate the investment banking industry. But in recent years, smaller boutique banks have begun taking a piece of the investment banking action, offering more attentive service to clients and better lifestyles for employees.

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Jones Elected to Ohio National Board of Directors
May 8, 2015
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Company News

Jones Elected to Ohio National Board of Directors

Ohio National Financial Services is pleased to announce the election of David R. Jones, a distinguished veteran of the financial services industry, to the Board of Directors of Ohio National Mutual Holdings, Inc.

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Jones Elected to Ohio National Board of Directors
May 8, 2015
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Company News

Jones Elected to Ohio National Board of Directors

Ohio National Financial Services is pleased to announce the election of David R. Jones, a distinguished veteran of the financial services industry, to the Board of Directors of Ohio National Mutual Holdings, Inc.

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CastleOak Securities Co-manages $10.75 Billion Debt Offering for Microsoft Corp.
February 9, 2015
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Company News

CastleOak Securities Co-manages $10.75 Billion Debt Offering for Microsoft Corp.

Microsoft Corp. on Monday announced the pricing of its offering of $10.75 billion of senior unsecured notes.

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CastleOak Securities Co-manages $10.75 Billion Debt Offering for Microsoft Corp.
February 9, 2015
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Company News

CastleOak Securities Co-manages $10.75 Billion Debt Offering for Microsoft Corp.

Microsoft Corp. on Monday announced the pricing of its offering of $10.75 billion of senior unsecured notes.

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CastleOak Hires Loop’s Matsikoudis to Head Muni Underwriting. (Source: www.bondbuyer.com)
April 22, 2014
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Company News

CastleOak Hires Loop’s Matsikoudis to Head Muni Underwriting. (Source: www.bondbuyer.com)

John Matsikoudis, former senior underwriter at Loop Capital Markets, has been hired by CastleOak Securities to continue the growth of its municipal sales and trading business.

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CastleOak Hires Loop’s Matsikoudis to Head Muni Underwriting. (Source: www.bondbuyer.com)
April 22, 2014
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Company News

CastleOak Hires Loop’s Matsikoudis to Head Muni Underwriting. (Source: www.bondbuyer.com)

John Matsikoudis, former senior underwriter at Loop Capital Markets, has been hired by CastleOak Securities to continue the growth of its municipal sales and trading business.

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David R. Jones is appointed to the Board of Overseers of Boston University
June 25, 2013
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Company News

David R. Jones is appointed to the Board of Overseers of Boston University

The four alumni new to the Board of Overseers are no strangers to Boston University. They bring decades of expertise in business, finance, education, and law to the board.

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David R. Jones is appointed to the Board of Overseers of Boston University
June 25, 2013
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Company News

David R. Jones is appointed to the Board of Overseers of Boston University

The four alumni new to the Board of Overseers are no strangers to Boston University. They bring decades of expertise in business, finance, education, and law to the board.

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Small bank spies hiring opportunity
August 19, 2012
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Company News

Small bank spies hiring opportunity

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Small bank spies hiring opportunity
August 19, 2012
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Company News

Small bank spies hiring opportunity

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Firms Manage With Slim Pickings
May 17, 2011
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Company News

Firms Manage With Slim Pickings

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Firms Manage With Slim Pickings
May 17, 2011
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Company News

Firms Manage With Slim Pickings

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CastleOak Starts Muni Desk With Six Vets
May 11, 2011
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Company News

CastleOak Starts Muni Desk With Six Vets

CastleOak Securities LP has launched a municipal bond desk, anchoring it with six veterans of the business.

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CastleOak Starts Muni Desk With Six Vets
May 11, 2011
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Company News

CastleOak Starts Muni Desk With Six Vets

CastleOak Securities LP has launched a municipal bond desk, anchoring it with six veterans of the business.

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FDIC Closes on Pilot Securitization of Performing Commercial Mortgage Loans from 13 Failed Institutions
May 3, 2011
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Company News

FDIC Closes on Pilot Securitization of Performing Commercial Mortgage Loans from 13 Failed Institutions

The Federal Deposit Insurance Corporation (FDIC) today closed on a sale of securities as part of a securitization backed by approximately $394.3 million of performing commercial and multi-family mortgages from 13 failed banks.

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FDIC Closes on Pilot Securitization of Performing Commercial Mortgage Loans from 13 Failed Institutions
May 3, 2011
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Company News

FDIC Closes on Pilot Securitization of Performing Commercial Mortgage Loans from 13 Failed Institutions

The Federal Deposit Insurance Corporation (FDIC) today closed on a sale of securities as part of a securitization backed by approximately $394.3 million of performing commercial and multi-family mortgages from 13 failed banks.

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More Firms Start Muni Teams
March 11, 2011
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Company News

More Firms Start Muni Teams

It must be "Build or Expand Your Muni Team" week.

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More Firms Start Muni Teams
March 11, 2011
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Company News

More Firms Start Muni Teams

It must be "Build or Expand Your Muni Team" week.

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Castleoak Securities Strengthens Its Equity Sales & Trading Team
January 7, 2010
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Company News

Castleoak Securities Strengthens Its Equity Sales & Trading Team

CastleOak Securities, L.P., announced today the expansion of its equity sales and trading team with the addition of Daniel J. O’Grady, Managing Director, Equity Sales and Trading.

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Castleoak Securities Strengthens Its Equity Sales & Trading Team
January 7, 2010
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Company News

Castleoak Securities Strengthens Its Equity Sales & Trading Team

CastleOak Securities, L.P., announced today the expansion of its equity sales and trading team with the addition of Daniel J. O’Grady, Managing Director, Equity Sales and Trading.

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CastleOak Securities Adds Two Industry Veterans To Its FixedIncome Sales And Trading Team
March 3, 2009
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Company News

CastleOak Securities Adds Two Industry Veterans To Its FixedIncome Sales And Trading Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the addition of industry veterans Gene Gallagher and Roy Jones to its fixed income sales and trading team.

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CastleOak Securities Adds Two Industry Veterans To Its FixedIncome Sales And Trading Team
March 3, 2009
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Company News

CastleOak Securities Adds Two Industry Veterans To Its FixedIncome Sales And Trading Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the addition of industry veterans Gene Gallagher and Roy Jones to its fixed income sales and trading team.

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Castleoak Securities' Nathaniel Christian Appointed to The National Association of Securities Professionals Board Of Directors
February 24, 2009
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Company News

Castleoak Securities' Nathaniel Christian Appointed to The National Association of Securities Professionals Board Of Directors

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today that co-founding partner and General Counsel, Nathaniel H. Christian, has been appointed to the board of directors of the National Association of Securities Professionals (NASP).

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Castleoak Securities' Nathaniel Christian Appointed to The National Association of Securities Professionals Board Of Directors
February 24, 2009
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Company News

Castleoak Securities' Nathaniel Christian Appointed to The National Association of Securities Professionals Board Of Directors

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today that co-founding partner and General Counsel, Nathaniel H. Christian, has been appointed to the board of directors of the National Association of Securities Professionals (NASP).

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CastleOak Securities Adds Two Seasoned Professionals To Its Capital Markets Team
February 5, 2009
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Company News

CastleOak Securities Adds Two Seasoned Professionals To Its Capital Markets Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the hiring of two seasoned professionals, Hiram Matthews and Joseph McManus, to its capital markets team.

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CastleOak Securities Adds Two Seasoned Professionals To Its Capital Markets Team
February 5, 2009
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Company News

CastleOak Securities Adds Two Seasoned Professionals To Its Capital Markets Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the hiring of two seasoned professionals, Hiram Matthews and Joseph McManus, to its capital markets team.

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CastleOak Securities Establishes International Equities Platform
January 27, 2009
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Company News

CastleOak Securities Establishes International Equities Platform

CastleOak Securities, L.P., a leading minority-owned investment bank, announced the expansion of its electronic equity securities execution platform to include international equities.

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CastleOak Securities Establishes International Equities Platform
January 27, 2009
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Company News

CastleOak Securities Establishes International Equities Platform

CastleOak Securities, L.P., a leading minority-owned investment bank, announced the expansion of its electronic equity securities execution platform to include international equities.

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Castleoak Securities Announces Newest Member Of Its Capital Markets Team
January 14, 2009
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Company News

Castleoak Securities Announces Newest Member Of Its Capital Markets Team

CastleOak Securities, L.P., a leading minority owned investment bank, announced today the expansion of its capital markets team with the addition of Robert L. Bacon, Director, Investment Banking/Capital Markets.

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Castleoak Securities Announces Newest Member Of Its Capital Markets Team
January 14, 2009
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Company News

Castleoak Securities Announces Newest Member Of Its Capital Markets Team

CastleOak Securities, L.P., a leading minority owned investment bank, announced today the expansion of its capital markets team with the addition of Robert L. Bacon, Director, Investment Banking/Capital Markets.

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CastleOak Securities Establishes Dedicated Tarp Team
November 12, 2008
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Company News

CastleOak Securities Establishes Dedicated Tarp Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today that it has established a dedicated team of veteran professionals to assist the Treasury Department, its agents and contractors in the acquisition, management and disposition of the financial institution assets that are the focus of the federal government’s Troubled Asset Relief Program (“TARP”).

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CastleOak Securities Establishes Dedicated Tarp Team
November 12, 2008
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Company News

CastleOak Securities Establishes Dedicated Tarp Team

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today that it has established a dedicated team of veteran professionals to assist the Treasury Department, its agents and contractors in the acquisition, management and disposition of the financial institution assets that are the focus of the federal government’s Troubled Asset Relief Program (“TARP”).

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CastleOak Securities Strengthens Its Capital Markets Team With Five Seasoned Professionals
October 23, 2008
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Company News

CastleOak Securities Strengthens Its Capital Markets Team With Five Seasoned Professionals

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the hiring of five seasoned professionals, adding further strength to its capital markets team.

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CastleOak Securities Strengthens Its Capital Markets Team With Five Seasoned Professionals
October 23, 2008
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Company News

CastleOak Securities Strengthens Its Capital Markets Team With Five Seasoned Professionals

CastleOak Securities, L.P., a leading minority-owned investment bank, announced today the hiring of five seasoned professionals, adding further strength to its capital markets team.

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CastleOak Securities Adds Seasoned Professional, Rufus Jones, To Its Equity Capital Markets Team
June 3, 2008
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Company News

CastleOak Securities Adds Seasoned Professional, Rufus Jones, To Its Equity Capital Markets Team

CastleOak Securities, L.P., a leading minority-owned investment bank based in New York, announced today that Rufus Jones, Jr. has joined its Equity Sales andTrading group as Managing Director – Equity Capital Markets.

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CastleOak Securities Adds Seasoned Professional, Rufus Jones, To Its Equity Capital Markets Team
June 3, 2008
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Company News

CastleOak Securities Adds Seasoned Professional, Rufus Jones, To Its Equity Capital Markets Team

CastleOak Securities, L.P., a leading minority-owned investment bank based in New York, announced today that Rufus Jones, Jr. has joined its Equity Sales andTrading group as Managing Director – Equity Capital Markets.

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Leading Minority-Owned Investment Bank Adds Industry Veteran, Anthony Lecour, And Seasoned Professional, Jack Foster, Jr., To Its Corporate Finance/Advisory Practice
January 8, 2008
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Company News

Leading Minority-Owned Investment Bank Adds Industry Veteran, Anthony Lecour, And Seasoned Professional, Jack Foster, Jr., To Its Corporate Finance/Advisory Practice

CastleOak Securities, L.P., a leading minority-owned investment bank based in New York, announced today that it is further building its corporate finance/advisory group with the addition of two seasoned professionals, Anthony LeCour andJack H. Foster, Jr., who have joined as Managing Directors.

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Leading Minority-Owned Investment Bank Adds Industry Veteran, Anthony Lecour, And Seasoned Professional, Jack Foster, Jr., To Its Corporate Finance/Advisory Practice
January 8, 2008
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Company News

Leading Minority-Owned Investment Bank Adds Industry Veteran, Anthony Lecour, And Seasoned Professional, Jack Foster, Jr., To Its Corporate Finance/Advisory Practice

CastleOak Securities, L.P., a leading minority-owned investment bank based in New York, announced today that it is further building its corporate finance/advisory group with the addition of two seasoned professionals, Anthony LeCour andJack H. Foster, Jr., who have joined as Managing Directors.

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CastleOak Securities, L.P. Expands Into Equities
December 9, 2007
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Company News

CastleOak Securities, L.P. Expands Into Equities

CastleOak Securities, L.P., a minority-owned investment bank based in New York, announced that it is expanding into equity sales and trading with the hiring of Marlon S. Weems as Managing Director of Equity Sales & Trading in its New York office.

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CastleOak Securities, L.P. Expands Into Equities
December 9, 2007
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Company News

CastleOak Securities, L.P. Expands Into Equities

CastleOak Securities, L.P., a minority-owned investment bank based in New York, announced that it is expanding into equity sales and trading with the hiring of Marlon S. Weems as Managing Director of Equity Sales & Trading in its New York office.

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CastleOak Securities Adds Seasoned Fixed Income Professionals
August 2, 2007
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Company News

CastleOak Securities Adds Seasoned Fixed Income Professionals

CastleOak Securities, L.P., a minority-owned investment bank based in New York, has announced the expansion of its capital markets team with the addition of two industry veterans.

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CastleOak Securities Adds Seasoned Fixed Income Professionals
August 2, 2007
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Company News

CastleOak Securities Adds Seasoned Fixed Income Professionals

CastleOak Securities, L.P., a minority-owned investment bank based in New York, has announced the expansion of its capital markets team with the addition of two industry veterans.

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CastleOak Securities Adds Seasoned Fixed Income Professional
April 2, 2007
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Company News

CastleOak Securities Adds Seasoned Fixed Income Professional

CastleOak Securities, L.P., a minority-owned investment bank based in New York, has announced the expansion of its capital markets team with the addition ofCarlos A. Sanchez, Managing Director, to its fixed income syndicate group.

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CastleOak Securities Adds Seasoned Fixed Income Professional
April 2, 2007
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Company News

CastleOak Securities Adds Seasoned Fixed Income Professional

CastleOak Securities, L.P., a minority-owned investment bank based in New York, has announced the expansion of its capital markets team with the addition ofCarlos A. Sanchez, Managing Director, to its fixed income syndicate group.

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CastleOak Securities, L.P. Receives NASD Approval To Underwrite Debt And Equity Securities
July 18, 2006
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Company News

CastleOak Securities, L.P. Receives NASD Approval To Underwrite Debt And Equity Securities

CastleOak Securities, L.P., a minority-owned investment bank based in New York, announced today that the NASD has approved its application to underwrite debt and equity securities. This approval allows CastleOak to participate as a managing underwriter in debt and equity offerings for its clients.

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CastleOak Securities, L.P. Receives NASD Approval To Underwrite Debt And Equity Securities
July 18, 2006
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Company News

CastleOak Securities, L.P. Receives NASD Approval To Underwrite Debt And Equity Securities

CastleOak Securities, L.P., a minority-owned investment bank based in New York, announced today that the NASD has approved its application to underwrite debt and equity securities. This approval allows CastleOak to participate as a managing underwriter in debt and equity offerings for its clients.

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CastleOak Securities, L.P. Hires Senior Capital Markets, Sales And Trading Professionals
May 25, 2006
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Company News

CastleOak Securities, L.P. Hires Senior Capital Markets, Sales And Trading Professionals

CastleOak Securities, L.P., currently being established as a minority owned investment bank based in New York, announced today that several senior capital markets, sales and trading professionals have joined the Firm.

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CastleOak Securities, L.P. Hires Senior Capital Markets, Sales And Trading Professionals
May 25, 2006
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Company News

CastleOak Securities, L.P. Hires Senior Capital Markets, Sales And Trading Professionals

CastleOak Securities, L.P., currently being established as a minority owned investment bank based in New York, announced today that several senior capital markets, sales and trading professionals have joined the Firm.

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Veteran Investment Bankers To Launch New Minority-Owned Investment Bank, CastleOak Securities, L.P.
May 16, 2006
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Company News

Veteran Investment Bankers To Launch New Minority-Owned Investment Bank, CastleOak Securities, L.P.

A team of experienced Wall Street investment bankers announced today the establishment of a new minority-owned investment bank, CastleOak Securities, L.P., that will focus on providing capital markets and financial advisory services to large and middle-market corporations.

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Veteran Investment Bankers To Launch New Minority-Owned Investment Bank, CastleOak Securities, L.P.
May 16, 2006
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Company News

Veteran Investment Bankers To Launch New Minority-Owned Investment Bank, CastleOak Securities, L.P.

A team of experienced Wall Street investment bankers announced today the establishment of a new minority-owned investment bank, CastleOak Securities, L.P., that will focus on providing capital markets and financial advisory services to large and middle-market corporations.

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Morgan Stanley Investment Management and CastleOak Securities, L.P. Debut New Share Class
May 4, 2021
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Press Releases

Morgan Stanley Investment Management and CastleOak Securities, L.P. Debut New Share Class

NEW YORK - Morgan Stanley Investment Management and CastleOak Securities, L.P. are pleased to announce an expansion of their long-standing partnership by debuting two new co-branded share class offerings that provide clients an expanded menu of short-term cash investment services.

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NEW YORK - Morgan Stanley Investment Management and CastleOak Securities, L.P. are pleased to announce an expansion of their long-standing partnership by debuting two new co-branded share class offerings that provide clients an expanded menu of short-term cash investment services.

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CastleOak Securities Relocates Headquarters, Adds Senior Leaders, and Launches New Website
April 8, 2021
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Press Releases

CastleOak Securities Relocates Headquarters, Adds Senior Leaders, and Launches New Website

CastleOak Securities Relocates Headquarters, Adds Senior Leaders, and Launches New Website

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CastleOak Securities Relocates Headquarters, Adds Senior Leaders, and Launches New Website

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CastleOak Securities Added to Debt Dealer Group by the African Development Bank
April 1, 2021
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Press Releases

CastleOak Securities Added to Debt Dealer Group by the African Development Bank

First minority-owned investment bank to be included in the dealer group; mandated as co-lead manager on AfDB’s $2.5 billion 5-year benchmark issue.

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First minority-owned investment bank to be included in the dealer group; mandated as co-lead manager on AfDB’s $2.5 billion 5-year benchmark issue.

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Black Enterprise Magazine names CastleOak Securities 2017 Financial Services Company of the Year
August 8, 2017
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Press Releases

Black Enterprise Magazine names CastleOak Securities 2017 Financial Services Company of the Year

CastleOak Securities, L.P. (“CastleOak”), a leading New York-based boutique investment banking firm, announced today that it has been named the 2017 Financial Company of the Year by Black Enterprise magazine.

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CastleOak Securities, L.P. (“CastleOak”), a leading New York-based boutique investment banking firm, announced today that it has been named the 2017 Financial Company of the Year by Black Enterprise magazine.

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CastleOak Securities Launches DirectPool™ Corporate Bond Electronic Trading Platform Powered by Bloomberg
January 12, 2017
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Press Releases

CastleOak Securities Launches DirectPool™ Corporate Bond Electronic Trading Platform Powered by Bloomberg

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced that it has launched DirectPool™, a platform for U.S. corporate bond electronic trading powered by Bloomberg.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced that it has launched DirectPool™, a platform for U.S. corporate bond electronic trading powered by Bloomberg.

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CastleOak Securities Selected as an IFC Discount Note Dealer
November 30, 2016
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Press Releases

CastleOak Securities Selected as an IFC Discount Note Dealer

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced it was selected by the International Finance Corporation (IFC), a member of the World Bank Group, to join its discount note dealer group. CastleOak is the only boutique dealer in this group of ten investment banks.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced it was selected by the International Finance Corporation (IFC), a member of the World Bank Group, to join its discount note dealer group. CastleOak is the only boutique dealer in this group of ten investment banks.

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Black Enterprise Magazine Ranks CastleOak Securities Top Minority-Owned Investment Bank for the 7th Year
August 17, 2016
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Press Releases

Black Enterprise Magazine Ranks CastleOak Securities Top Minority-Owned Investment Bank for the 7th Year

CastleOak Securities, L.P. (“CastleOak” or “CastleOak Securities”), a leading New York-based boutique investment banking firm, announced today that it was ranked the #1 minority-owned investment bank in the taxable securities category by Black Enterprise magazine.

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CastleOak Securities, L.P. (“CastleOak” or “CastleOak Securities”), a leading New York-based boutique investment banking firm, announced today that it was ranked the #1 minority-owned investment bank in the taxable securities category by Black Enterprise magazine.

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CastleOak Securities Grows Leveraged Finance Sales & Trading Team with Three Senior Hires
June 13, 2016
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Press Releases

CastleOak Securities Grows Leveraged Finance Sales & Trading Team with Three Senior Hires

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced today that it is building its leveraged finance sales & trading capabilities by hiring Messrs.Michael S. Miller, Thomas P. Takacs and Richard E. Wright.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced today that it is building its leveraged finance sales & trading capabilities by hiring Messrs.Michael S. Miller, Thomas P. Takacs and Richard E. Wright.

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CastleOak Securities Named Presenting Sponsor for PGA Minority Collegiate Golf Championship
March 10, 2016
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Press Releases

CastleOak Securities Named Presenting Sponsor for PGA Minority Collegiate Golf Championship

The PGA of America announced today thatCastleOak Securities L.P., of New York City, has been named a presenting sponsor for thePGA Minority Collegiate Golf Championship and its accompanying one-hour highlight program on Golf Channel.

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The PGA of America announced today thatCastleOak Securities L.P., of New York City, has been named a presenting sponsor for thePGA Minority Collegiate Golf Championship and its accompanying one-hour highlight program on Golf Channel.

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CastleOak Securities Names Thomas Thees Head of Fixed Income
February 3, 2016
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Press Releases

CastleOak Securities Names Thomas Thees Head of Fixed Income

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm announced today that it has hired Thomas Thees as Head of Fixed Income.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm announced today that it has hired Thomas Thees as Head of Fixed Income.

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CastleOak Securities Recognized as a Top Minority-Owned Investment Bank for Sixth Consecutive Year
October 16, 2015
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Press Releases

CastleOak Securities Recognized as a Top Minority-Owned Investment Bank for Sixth Consecutive Year

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks and top minority-owned businesses in the U.S.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks and top minority-owned businesses in the U.S.

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Standish Minority Business Enterprise Awards Presented to CastleOak Securities, LP and Siebert Brandford Shank & Co.
May 21, 2015
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Press Releases

Standish Minority Business Enterprise Awards Presented to CastleOak Securities, LP and Siebert Brandford Shank & Co.

Standish Mellon Asset Management Company LLC, a fixed income specialist for BNYMellon, has awarded the first Standish Minority Business Enterprise Awards to CastleOak Securities and Siebert Brandford Shank & Co.

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Standish Mellon Asset Management Company LLC, a fixed income specialist for BNYMellon, has awarded the first Standish Minority Business Enterprise Awards to CastleOak Securities and Siebert Brandford Shank & Co.

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More African-American Leaders Across America Join New York Leaders In Raising Funds To Bring “SELMA” To Students For Free
January 12, 2015
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Press Releases

More African-American Leaders Across America Join New York Leaders In Raising Funds To Bring “SELMA” To Students For Free

In an unprecedented effort lead by a team of African American business leaders in New York, organizations across the U.S. coordinated a massive national campaign to find African-American business leaders to underwrite free admission to the Golden Globe-nominated film “SELMA” for students around the country.

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In an unprecedented effort lead by a team of African American business leaders in New York, organizations across the U.S. coordinated a massive national campaign to find African-American business leaders to underwrite free admission to the Golden Globe-nominated film “SELMA” for students around the country.

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CastleOak Securities Expands Investment Banking Group
October 2, 2014
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Press Releases

CastleOak Securities Expands Investment Banking Group

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the appointment of Reginald J. Hollinger as ManagingDirector in the Investment Banking Group.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the appointment of Reginald J. Hollinger as ManagingDirector in the Investment Banking Group.

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CastleOak Securities Ranked #1 by Black Enterprise as Top Minority-Owned Investment Bank in Taxable Securities
July 30, 2014
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Press Releases

CastleOak Securities Ranked #1 by Black Enterprise as Top Minority-Owned Investment Bank in Taxable Securities

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, was ranked by Black Enterprise magazine as the nation’s top minority-owned investment bank in taxable securities and a top minority owned business in the U.S. in its June 2014edition.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, was ranked by Black Enterprise magazine as the nation’s top minority-owned investment bank in taxable securities and a top minority owned business in the U.S. in its June 2014edition.

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CastleOak Securities Selected as a World Bank Discount Note Dealer
March 24, 2014
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Press Releases

CastleOak Securities Selected as a World Bank Discount Note Dealer

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm and the #1 ranked minority-owned underwriter of FederalAgency and Supranational debt today announced it was selected by the International Bank forReconstruction and Development (IBRD), commonly referred to as the World Bank, to join their discount note dealer group. CastleOak is the first and only minority-owned or boutique dealer in this group of eight investment banks.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm and the #1 ranked minority-owned underwriter of FederalAgency and Supranational debt today announced it was selected by the International Bank forReconstruction and Development (IBRD), commonly referred to as the World Bank, to join their discount note dealer group. CastleOak is the first and only minority-owned or boutique dealer in this group of eight investment banks.

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CastleOak Securities Recognized as a Top Minority-Owned Investment Bank for Fourth Consecutive Year
August 21, 2013
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Press Releases

CastleOak Securities Recognized as a Top Minority-Owned Investment Bank for Fourth Consecutive Year

CastleOak Securities, L.P., a leading New York‐based boutique investment banking firm, announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks, and top minority-owned businesses in the U.S., in its June 2013 edition.

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CastleOak Securities, L.P., a leading New York‐based boutique investment banking firm, announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks, and top minority-owned businesses in the U.S., in its June 2013 edition.

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CastleOak Securities Partners With the Federal Home Loan Bank System
August 13, 2013
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Press Releases

CastleOak Securities Partners With the Federal Home Loan Bank System

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced that it has partnered with the Federal HomeLoan Bank System to issue $510 million of floating rate debt securities, which CastleOak placed with institutional investors, including local government accounts, asset managers and corporations.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced that it has partnered with the Federal HomeLoan Bank System to issue $510 million of floating rate debt securities, which CastleOak placed with institutional investors, including local government accounts, asset managers and corporations.

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PG&E Engaged Diverse-Owned Banks For $750 Million Bond Sale
June 27, 2013
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Press Releases

PG&E Engaged Diverse-Owned Banks For $750 Million Bond Sale

As part of its commitment to diversity and inclusion, Pacific Gas and Electric Company (PG&E) employed four diverse-owned investment banks to help manage an offering of $750 million of 10-year and 30-year senior notes that closed successfully on June14. CastleOak Securities, an African American-owned investment bank headquartered inNew York City, was one of four joint lead managers on the deal.

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As part of its commitment to diversity and inclusion, Pacific Gas and Electric Company (PG&E) employed four diverse-owned investment banks to help manage an offering of $750 million of 10-year and 30-year senior notes that closed successfully on June14. CastleOak Securities, an African American-owned investment bank headquartered inNew York City, was one of four joint lead managers on the deal.

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Castleoak Securities Expands Municipal Sales And Trading Team With Key Senior Hires
June 13, 2013
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Press Releases

Castleoak Securities Expands Municipal Sales And Trading Team With Key Senior Hires

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the expansion of its municipal sales and trading team with the addition of James Heald, Michael Lorenz and Christine Guest.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the expansion of its municipal sales and trading team with the addition of James Heald, Michael Lorenz and Christine Guest.

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Castleoak Securities, L.P. Signs Sponsor Agreement With Bids Trading.
June 1, 2013
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Press Releases

Castleoak Securities, L.P. Signs Sponsor Agreement With Bids Trading.

CastleOak Securities, L.P., a leading New York-based boutique investment bank fi rm, and BIDS Trading, L.P., the Alternative Trading System (“ATS”) designed to increase competition and liquidity in the U.S. equity block trading market, are pleased to announce the signing of a sponsorship agreement.

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CastleOak Securities, L.P., a leading New York-based boutique investment bank fi rm, and BIDS Trading, L.P., the Alternative Trading System (“ATS”) designed to increase competition and liquidity in the U.S. equity block trading market, are pleased to announce the signing of a sponsorship agreement.

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Castleoak Securities Establishes Scholarship Funds At Boston University And The University Of Pennsylvania
May 1, 2013
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Press Releases

Castleoak Securities Establishes Scholarship Funds At Boston University And The University Of Pennsylvania

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced today that they have established a David R. Jones/ CastleOak Securities, L.P. Scholarship Fund at Boston University School of Management and the Wharton School of the University of Pennsylvania.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced today that they have established a David R. Jones/ CastleOak Securities, L.P. Scholarship Fund at Boston University School of Management and the Wharton School of the University of Pennsylvania.

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The CastleOak Securities LP Team Rings the NASDAQ Closing Bell in Commemoration of a Major Business Milestone
December 14, 2012
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Press Releases

The CastleOak Securities LP Team Rings the NASDAQ Closing Bell in Commemoration of a Major Business Milestone

The CastleOak Securities LP team joined the firm’s CEO, David Jones in ringing the NASDAQ Closing Bell on Dec. 14, 2012; in commemoration of, the milestone of assisting clients to raise $1 trillion in public offerings, and the growth of the firm to over 70 professionals since its founding in 2006.

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The CastleOak Securities LP team joined the firm’s CEO, David Jones in ringing the NASDAQ Closing Bell on Dec. 14, 2012; in commemoration of, the milestone of assisting clients to raise $1 trillion in public offerings, and the growth of the firm to over 70 professionals since its founding in 2006.

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CastleOak Securities to Ring the NASDAQ Stock Market Closing Bell
December 13, 2012
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Press Releases

CastleOak Securities to Ring the NASDAQ Stock Market Closing Bell

In recognition of reaching the milestone of assisting its clients to raise over $1 trillion since its founding in 2006, CastleOak Securities, L.P., a leadingNew York-based boutique investment banking firm, will visit the NASDAQ MarketSite in TimesSquare on December 14, to ring the Closing Bell.

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In recognition of reaching the milestone of assisting its clients to raise over $1 trillion since its founding in 2006, CastleOak Securities, L.P., a leadingNew York-based boutique investment banking firm, will visit the NASDAQ MarketSite in TimesSquare on December 14, to ring the Closing Bell.

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David R. Jones, CEO of CastleOak Securities, Recognized for Professional Achievement and Demonstrated Commitment to Community by the Council of Urban Professionals
October 4, 2012
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Press Releases

David R. Jones, CEO of CastleOak Securities, Recognized for Professional Achievement and Demonstrated Commitment to Community by the Council of Urban Professionals

Today, the Council of Urban Professionals (CUP)announced the CUP Catalysts: Change Agents 2012 | Finance inaugural list. The list highlights and celebrates the accomplishments of diverse leaders across the financial services sector who have achieved extraordinary success in business and have made a significant impact on their community.

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Today, the Council of Urban Professionals (CUP)announced the CUP Catalysts: Change Agents 2012 | Finance inaugural list. The list highlights and celebrates the accomplishments of diverse leaders across the financial services sector who have achieved extraordinary success in business and have made a significant impact on their community.

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CastleOak Securities Strengthens its Municipal Finance and Fixed Income Sales Divisions
July 31, 2012
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Press Releases

CastleOak Securities Strengthens its Municipal Finance and Fixed Income Sales Divisions

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced the continued expansion of its municipal finance and fixed income sales divisions.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, announced the continued expansion of its municipal finance and fixed income sales divisions.

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Castleoak Securities Recognized As A Top Minority-Owned Investment Bank For Third Consecutive Year
July 2, 2012
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Press Releases

Castleoak Securities Recognized As A Top Minority-Owned Investment Bank For Third Consecutive Year

CastleOak Securities, L.P., a leading New York‐based investment banking firm, announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks, and top minority-owned businesses in the U.S., in itsJune 2012 edition.

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CastleOak Securities, L.P., a leading New York‐based investment banking firm, announced today that Black Enterprise magazine has ranked the firm among the top minority-owned investment banks, and top minority-owned businesses in the U.S., in itsJune 2012 edition.

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Castleoak Securities Continues Steady Expansion With The Hire Of Seasoned Veterans In Its Fixed Income And Municipal Divisions
March 19, 2012
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Press Releases

Castleoak Securities Continues Steady Expansion With The Hire Of Seasoned Veterans In Its Fixed Income And Municipal Divisions

CastleOak Securities, L.P., a leading New York‐based boutique investment banking firm, today announced the continued expansion of its FixedIncome and Municipal Sales and Trading and Underwriting divisions with the additions of six industry professionals.

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CastleOak Securities, L.P., a leading New York‐based boutique investment banking firm, today announced the continued expansion of its FixedIncome and Municipal Sales and Trading and Underwriting divisions with the additions of six industry professionals.

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CastleOak Securities Announces Appointment of Milton M. Irvin as Advisory Board Chair
January 17, 2012
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Press Releases

CastleOak Securities Announces Appointment of Milton M. Irvin as Advisory Board Chair

CastleOak Securities today announced the appointment of Milton M. Irvin as Chairman of its Board of Advisors. A former Managing Director, and Americas Head of Diversity and Inclusion for UBS, Mr. Irvin rounds out CastleOak’s Board of Advisors.

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CastleOak Securities today announced the appointment of Milton M. Irvin as Chairman of its Board of Advisors. A former Managing Director, and Americas Head of Diversity and Inclusion for UBS, Mr. Irvin rounds out CastleOak’s Board of Advisors.

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David R. Jones, President and CEO of CastleOak Named One of the 75 Most Powerful Blacks on Wall Street
October 11, 2011
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Press Releases

David R. Jones, President and CEO of CastleOak Named One of the 75 Most Powerful Blacks on Wall Street

Emerging from one of the worst financial crises in history, these giants are transforming the industry.

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Emerging from one of the worst financial crises in history, these giants are transforming the industry.

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With Market Aflutter, CastleOak Adds Bell to Boost Muni Biz
October 7, 2011
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Press Releases

With Market Aflutter, CastleOak Adds Bell to Boost Muni Biz

With the municipal underwriting landscape in flux due to low supply and record low yields, smaller investment banks are jumping into the muni bond underwriting business to get a piece of the action.

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With the municipal underwriting landscape in flux due to low supply and record low yields, smaller investment banks are jumping into the muni bond underwriting business to get a piece of the action.

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Castleoak Securities Adds Cathy Bell To Its Municipal Finance Group
October 6, 2011
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Press Releases

Castleoak Securities Adds Cathy Bell To Its Municipal Finance Group

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the appointment of Cathy Bell as Managing Director and Co-Head of its Municipal Finance Group.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the appointment of Cathy Bell as Managing Director and Co-Head of its Municipal Finance Group.

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Castleoak Securities Continues Aggressive Growth With Strategic Hires In Fixed Income And Equities Divisions
September 22, 2011
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Press Releases

Castleoak Securities Continues Aggressive Growth With Strategic Hires In Fixed Income And Equities Divisions

CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the hires of Gregory Hughes and Dana Brett-Levy to its Fixed Income Division, and Patricia Koetzner and Mitchell Ginsberg to its Equity Sales & Trading Division.

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CastleOak Securities, L.P., a leading New York-based boutique investment banking firm, today announced the hires of Gregory Hughes and Dana Brett-Levy to its Fixed Income Division, and Patricia Koetzner and Mitchell Ginsberg to its Equity Sales & Trading Division.

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SDG&E issues $350 million in bonds jointly led by minority-owned investment bank
August 18, 2011
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Press Releases

SDG&E issues $350 million in bonds jointly led by minority-owned investment bank

San Diego Gas & Electric (SDG&E), a unit of Sempra Energy (NYSE: SRE),today closed a public offering of $350 million of 10-year first-mortgage bonds. This transaction marks the second time SDG&E has used a minority-owned investment bank as co-lead in a bond offering.

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San Diego Gas & Electric (SDG&E), a unit of Sempra Energy (NYSE: SRE),today closed a public offering of $350 million of 10-year first-mortgage bonds. This transaction marks the second time SDG&E has used a minority-owned investment bank as co-lead in a bond offering.

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Dow Seesaws as End of Volatile Day Nears (Wall Street Journal)
August 5, 2011
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Press Releases

Dow Seesaws as End of Volatile Day Nears (Wall Street Journal)

U.S. stocks zigzagged in the final hour of trading Friday, as investors' initial applause at progress in the euro zone's debt crisis faded, underscoring a volatile session that saw major indexes whipsawed.

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U.S. stocks zigzagged in the final hour of trading Friday, as investors' initial applause at progress in the euro zone's debt crisis faded, underscoring a volatile session that saw major indexes whipsawed.

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Castleoak Securities Recognized As Top Minority Owned Investment Bank
July 21, 2011
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Press Releases

Castleoak Securities Recognized As Top Minority Owned Investment Bank

CastleOak Securities, L.P., a leading New York-based minority owned investment firm, announced today that Black Enterprise has ranked the firm as being among the top minority owned businesses in the US, and among the top minority owned investment banks, in its June 2011 edition.

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CastleOak Securities, L.P., a leading New York-based minority owned investment firm, announced today that Black Enterprise has ranked the firm as being among the top minority owned businesses in the US, and among the top minority owned investment banks, in its June 2011 edition.

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CastleOak Securities Revs Up Hiring Engine
May 20, 2011
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Press Releases

CastleOak Securities Revs Up Hiring Engine

Like other minority-owned boutiques, this one sees opportunities to expand as major firms fall back.

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Like other minority-owned boutiques, this one sees opportunities to expand as major firms fall back.

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Castleoak Securities Continues Aggressive Growth And Hiring –Fixed Income Division Grows By 25% Year Over Year In U.S.–
May 9, 2011
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Press Releases

Castleoak Securities Continues Aggressive Growth And Hiring –Fixed Income Division Grows By 25% Year Over Year In U.S.–

CastleOak Securities, L.P., a leading New York‐based boutique investment firm, has increased its headcount by nearly 25% year‐over‐year driven primarily by its Fixed Income Division.

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CastleOak Securities, L.P., a leading New York‐based boutique investment firm, has increased its headcount by nearly 25% year‐over‐year driven primarily by its Fixed Income Division.

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CastleOak Securities Launches Institutional Money Fund Portal
April 13, 2011
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Press Releases

CastleOak Securities Launches Institutional Money Fund Portal

CastleOak Securities, L.P., a leading New York-based boutique investment firm, today announced the recent launch of Money Fund Access, a leading edge institutional money fund portal which leverages State Street’s FundConnectSM platform.

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CastleOak Securities, L.P., a leading New York-based boutique investment firm, today announced the recent launch of Money Fund Access, a leading edge institutional money fund portal which leverages State Street’s FundConnectSM platform.

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CastleOak Securities Hires Municipal Finance And Sales And Trading Team
February 16, 2011
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Press Releases

CastleOak Securities Hires Municipal Finance And Sales And Trading Team

CastleOak Securities, L.P., a leading New York‐based boutique investment firm, today announced the hiring of a team of six municipal finance and institutional sales and trading specialists.

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CastleOak Securities, L.P., a leading New York‐based boutique investment firm, today announced the hiring of a team of six municipal finance and institutional sales and trading specialists.

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CastleOak Securities Appoints Donna Sims Wilson To Its Management Team As Executive Vice President
January 27, 2011
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Press Releases

CastleOak Securities Appoints Donna Sims Wilson To Its Management Team As Executive Vice President

CastleOak Securities, L.P., a leading New York‐based boutique investment bank, today announced that Donna Sims Wilson has joined the firm as Executive Vice President.

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CastleOak Securities, L.P., a leading New York‐based boutique investment bank, today announced that Donna Sims Wilson has joined the firm as Executive Vice President.

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David R. Jones, CEO of CastleOak Securities, Recipient of Boston University School of Management 2010 Distinguished Alumni Award
November 8, 2010
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Press Releases

David R. Jones, CEO of CastleOak Securities, Recipient of Boston University School of Management 2010 Distinguished Alumni Award

Each year, Boston University School of Management honors alumni who have made significant contributions to their profession, their community, and the School. This year, the School has named CastleOak Securities CEO David R. Jones (BSBA ’86) as a recipient of its 2010 Distinguished Alumni Award.

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Each year, Boston University School of Management honors alumni who have made significant contributions to their profession, their community, and the School. This year, the School has named CastleOak Securities CEO David R. Jones (BSBA ’86) as a recipient of its 2010 Distinguished Alumni Award.

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CastleOak Securities Announces Creation of Advisory Board
September 29, 2010
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Press Releases

CastleOak Securities Announces Creation of Advisory Board

CastleOak Securities, a leading New York-based boutique investment bank, today announced the formation of an Advisory Board comprised of three senior business executives who will provide insight, guidance and perspective to CastleOak’s management team as it further builds upon its long-term strategy and continues to execute its plans for growth.

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CastleOak Securities, a leading New York-based boutique investment bank, today announced the formation of an Advisory Board comprised of three senior business executives who will provide insight, guidance and perspective to CastleOak’s management team as it further builds upon its long-term strategy and continues to execute its plans for growth.

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Castleoak Securities Continues Strategic Growth: Adds Treasury, Agency & Money Markets Team And Establishes West Coast Presence
June 29, 2010
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Press Releases

Castleoak Securities Continues Strategic Growth: Adds Treasury, Agency & Money Markets Team And Establishes West Coast Presence

CastleOak Securities, L.P., a leading boutique investment bank, announced today its continued expansion with the addition of an Agency, Treasury and Money Markets team.

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CastleOak Securities, L.P., a leading boutique investment bank, announced today its continued expansion with the addition of an Agency, Treasury and Money Markets team.

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Castleoak Securities Added To Russell’s Commission Recapture Network
June 3, 2010
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Press Releases

Castleoak Securities Added To Russell’s Commission Recapture Network

CastleOak Securities, L.P. announced that it has been added to Russell Investments’ global broker network for equities and fixed income products.

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CastleOak Securities, L.P. announced that it has been added to Russell Investments’ global broker network for equities and fixed income products.

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Trading Up-On Someone Else’s Software and Servers (Securities Industry News)
May 3, 2010
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Press Releases

Trading Up-On Someone Else’s Software and Servers (Securities Industry News)

Marlon Weems is a managing director for equity sales and trading at CastleOak Securities, a 40-person, New York-based, boutique investment bank. He firmly believes his firm is saving money, serving clients better and becoming far more efficient-by not investing in technology to be maintained on-site.

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Marlon Weems is a managing director for equity sales and trading at CastleOak Securities, a 40-person, New York-based, boutique investment bank. He firmly believes his firm is saving money, serving clients better and becoming far more efficient-by not investing in technology to be maintained on-site.

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Human Capital Gains: Castleoak Chief Executive Officer David Jones Featured in the Journal of EDM Finance
April 30, 2010
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Press Releases

Human Capital Gains: Castleoak Chief Executive Officer David Jones Featured in the Journal of EDM Finance

EDM investment banking firms are among those taking advantage of the current jobs market to strengthen their management teams. These smaller, established firms can be attractive alternatives for unemployed financial service professionals who are looking for a change but want to maintain their ties toWall Street.

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EDM investment banking firms are among those taking advantage of the current jobs market to strengthen their management teams. These smaller, established firms can be attractive alternatives for unemployed financial service professionals who are looking for a change but want to maintain their ties toWall Street.

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CastleOak Securities upgrades its trading technology to Fidessa
February 17, 2010
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Press Releases

CastleOak Securities upgrades its trading technology to Fidessa

Fidessa group plc (LSE:FDSA), provider of award-winning trading solutions for the buy-side and sell-side, today announced that CastleOak Securities, the New York based boutique investment bank, has successfully gone live with its hosted trading platform in the US.

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Fidessa group plc (LSE:FDSA), provider of award-winning trading solutions for the buy-side and sell-side, today announced that CastleOak Securities, the New York based boutique investment bank, has successfully gone live with its hosted trading platform in the US.

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Treasury Department Announces Additional Initial Closing of Legacy Securities Public-Private Investment Fund
November 11, 2009
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Press Releases

Treasury Department Announces Additional Initial Closing of Legacy Securities Public-Private Investment Fund

The U.S. Department of the Treasury today announced that on October 30, 2009 Angelo, Gordon & Co., L.P. and GE Capital Real Estate completed an initial closing of a Public-Private Investment Fund (PPIF) established under the Legacy Securities Public-Private Investment Program (PPIP).

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The U.S. Department of the Treasury today announced that on October 30, 2009 Angelo, Gordon & Co., L.P. and GE Capital Real Estate completed an initial closing of a Public-Private Investment Fund (PPIF) established under the Legacy Securities Public-Private Investment Program (PPIP).

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New York Fed Names Four Non-Primary Dealer Broker Dealers as TALF Agents
September 1, 2009
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Press Releases

New York Fed Names Four Non-Primary Dealer Broker Dealers as TALF Agents

The Federal Reserve Bank of New York today named four non‐primary dealer broker‐dealers as agents for the Term Asset‐Backed Securities Loan Facility (TALF).

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The Federal Reserve Bank of New York today named four non‐primary dealer broker‐dealers as agents for the Term Asset‐Backed Securities Loan Facility (TALF).

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GE Capital Real Estate and Angelo, Gordon & Co. Pre-Qualified As Legacy Securities Fund Manager For The U.S. Department Of The Treasury’s PPIP Program
July 8, 2009
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Press Releases

GE Capital Real Estate and Angelo, Gordon & Co. Pre-Qualified As Legacy Securities Fund Manager For The U.S. Department Of The Treasury’s PPIP Program

The U.S. Department of the Treasury today announced that on October 30, 2009 Angelo, Gordon & Co., L.P. and GE Capital Real Estate completed an initial closing of a Public-Private Investment Fund (PPIF) established under the Legacy Securities Public-Private Investment Program (PPIP).

More >

The U.S. Department of the Treasury today announced that on October 30, 2009 Angelo, Gordon & Co., L.P. and GE Capital Real Estate completed an initial closing of a Public-Private Investment Fund (PPIF) established under the Legacy Securities Public-Private Investment Program (PPIP).

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CastleOak Securities Inks First Deal
August 7, 2006
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Press Releases

CastleOak Securities Inks First Deal

The $300 million floating-rate bond issued by GE at the end of July didn’t garner many headlines—but it should have. Co-manager on the deal, CastleOak Securities, is one of the Street’s newest investment banks, only recently approved for underwriting by NASD, so landing the business from a top issuer likeGE was no small feat.

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August 7, 2006
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Press Releases

CastleOak Securities Inks First Deal

The $300 million floating-rate bond issued by GE at the end of July didn’t garner many headlines—but it should have. Co-manager on the deal, CastleOak Securities, is one of the Street’s newest investment banks, only recently approved for underwriting by NASD, so landing the business from a top issuer likeGE was no small feat.

More >
Views from the Castle Speaker Series
May 11, 2021
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Events

Views from the Castle Speaker Series

View from the Castle Featuring the African Development Bank

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May 11, 2021
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Events

Views from the Castle Speaker Series

View from the Castle Featuring the African Development Bank

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Views from the Castle Speaker Series
April 4, 2021
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Events

Views from the Castle Speaker Series

The Case for Liquid Alternative ETFs, a discussion with Sal Bruno, Chief Investment Officer at IndexIQ

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April 4, 2021
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Events

Views from the Castle Speaker Series

The Case for Liquid Alternative ETFs, a discussion with Sal Bruno, Chief Investment Officer at IndexIQ

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Views from the Castle Speaker Series
August 17, 2020
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Events

Views from the Castle Speaker Series

Views from the Castle Speaker Series Featuring the Head of Emerging Manager Program at Teachers Retirement System (TRS) of Texas

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August 17, 2020
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Events

Views from the Castle Speaker Series

Views from the Castle Speaker Series Featuring the Head of Emerging Manager Program at Teachers Retirement System (TRS) of Texas

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Views from the Castle Speaker Series
June 29, 2020
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Events

Views from the Castle Speaker Series

Views from the Castle Speaker Series Featuring the Illinois State Treasurer


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June 29, 2020
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Events

Views from the Castle Speaker Series

Views from the Castle Speaker Series Featuring the Illinois State Treasurer


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2017 PGA Minority Collegiate Golf Championship presented by CastleOak Securities
May 30, 2017
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Events

2017 PGA Minority Collegiate Golf Championship presented by CastleOak Securities

The PGA Minority Collegiate Championship presented by CastleOak Securities is a 54-hole, stroke-play Championship consisting of four team divisions: NCAA Men’s Division I, Men’s Division II, Men’s NAIA and an overall Women’s division.

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May 30, 2017
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Events

2017 PGA Minority Collegiate Golf Championship presented by CastleOak Securities

The PGA Minority Collegiate Championship presented by CastleOak Securities is a 54-hole, stroke-play Championship consisting of four team divisions: NCAA Men’s Division I, Men’s Division II, Men’s NAIA and an overall Women’s division.

More >
2016 PGA Minority Collegiate Golf Championship presented by CastleOak Securities Highlight Show
July 1, 2016
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Events

2016 PGA Minority Collegiate Golf Championship presented by CastleOak Securities Highlight Show

Watch the 2016 PGA Minority Collegiate Golf Championship presented by CastleOak Securities Highlight Show

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July 1, 2016
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Events

2016 PGA Minority Collegiate Golf Championship presented by CastleOak Securities Highlight Show

Watch the 2016 PGA Minority Collegiate Golf Championship presented by CastleOak Securities Highlight Show

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CastleOak has an MBE certification from the National Minority Supplier Development Council (NMSDC)

https://nmsdc.org/

CastleOak receives 2018 Rising Star Award at the 12th Americas Structured Note Showcase & Awards

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