Experienced professionals with a passion for client service

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence. Our leadership team has extensive experience from some of the most exclusive names on the street, coupled with strong track records of execution. We believe in the power of integrity, teamwork, and exceeding expectations.


David R. Jones
Co-Founder, President and Chief Executive Officer
Philip J. Ippolito
Co-Founder, Executive Vice President & Head of Operations
Patrick de Catalogne
Executive Vice President, Fixed Income
Robert Bacon
Executive Vice President, Head of Capital Markets & Syndicate
Business and Operational Heads
David Boyd Booker
Managing Director, Head of Legal and Compliance
Carlos Cabana
Managing Director, Head of Equity Sales & Trading
Dan Davis
Managing Director, Head of Fixed Income
Luis J. Gomez
Managing Director, Head of Finance
James Guardino
Managing Director, Head of Money Fund Solutions
Reginald J. Hollinger
Managing Director, Head of Investment Banking and M&A Advisory
Kisti Shah
Managing Director, Chief of Staff to the CEO
Milton M. Irvin
Senior Advisor to the CEO
Michael A. Turner
Executive Vice President & Senior Advisor
If you are interested in joining the CastleOak team, please visit our careers page here.
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