Experienced professionals with a passion for client service

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence. Our leadership team has extensive experience from some of the most exclusive names on the street, coupled with strong track records of execution. We believe in the power of integrity, teamwork, and exceeding expectations.


David R. Jones
Co-Founder, President and Chief Executive Officer
Philip J. Ippolito
Co-Founder, Executive Vice President & Head of Operations
Michael A. Turner
Executive Vice President & Senior Advisor, Investment Banking & Advisory
Patrick de Catalogne
Executive Vice President, Fixed Income
Business and Operational Heads
Robert Bacon
Managing Director, Head of Capital Markets & Syndicate
Carlos Cabana
Managing Director, Head of Equity Sales & Trading
Dan Davis
Managing Director, Head of Fixed Income Trading
Luis J. Gomez
Managing Director, Head of Finance
Reginald J. Hollinger
Managing Director, Head of Investment Banking and M&A Advisory
Mekalia Reid
Chief Compliance Officer and Head of Legal
Frank Rice
Managing Director, Head of Fixed Income Sales
John Rothrock III
Managing Director, Head of DirectPool
Kisti Shah
Managing Director, Chief of Staff to the CEO
Milton M. Irvin
Chairman of the CastleOak Securities Advisory Board
If you are interest in joining the CastleOak team, please visit our careers page here.
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