Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 50 professionals and has assisted its clients on public offerings totaling over $3.6 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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November 8, 2021
$1,000,000,000
Equitable Financial Life Global

1.100% 11/12/2024

1.700% 11/12/2026

Co-Manager
CastleOak Securities, L.P.
November 5, 2021
$600,000,000
Southern Company

FRN 5/10/2023

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$860,399,000
Pacific Gas & Electric Company

PG&E Energy Recovery Fund A-1 1.460% 7/15/2033

PG&E Energy Recovery Fund A-2 2.280% 1/15/2038

PG&E Energy Recovery Fund A-3 2.822% 7/15/2048

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$750,000,000
Edison International

5.000% Perp NC5 (PFD)

Co-Manager
CastleOak Securities, L.P.
November 3, 2021
€500,000,000
Colgate-Palmolive Company

0.300% 11/10/2029 (8yr Euro)

Co-Manager
CastleOak Securities, L.P.
November 2, 2021
$2,500,000,000
Deutsche Bank NY

0.962% 11/8/2023

FRN 11/8/2023

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$334,193,914
Credit Suisse

CSMC 2021-NQM7 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$650,000,000
Southwestern Electric Power

3.250% 11/01/2051 (30yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$300,000,000
Ryder System, Inc.

1.750% 9/01/2026

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$2,100,000,000
Raytheon Technologies

2.375% 3/15/2032

3.030% 3/15/2052

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$200,000,000
Focus Impact Acquisition Corp.

20,000,000 Units (IPO)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$1,400,000,000
Verizon Communications

VZMT 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$500,000,000
Fifth Third Bancorp

1.707% 11/01/2027 (6yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
October 27, 2021
$1,000,000,000
Citigroup Inc.

1.281% 11/03/2025 (4yr Social Bond)

Lead Manager
CastleOak Securities, L.P.
October 27, 2021
$1,300,000,000
US Bancorp

2.491% 11/03/2036

Co-Manager
CastleOak Securities, L.P.
October 26, 2021
$750,000,000
Ally Financial

2.200% 11/02/2028

Co-Manager
CastleOak Securities, L.P.
October 25, 2021
$750,000,000
Synchrony Financial

2.875% 10/28/2031

Co-Manager
CastleOak Securities, L.P.
October 15, 2021
$3,250,000,000
Bank of America

2.572% 10/20/2032 (11NC10 Fxd-FRN)

Co-Manager
CastleOak Securities, L.P.
October 14, 2021
$2,500,000,000
Morgan Stanley & Co.

2.511% 10/20/2032 (11NC10 Fxd-FRN)

Lead Manager
CastleOak Securities, L.P.
October 12, 2021
$2,250,000,000
General Motors Financial

1.200% 10/15/2024

FRN 10/15/2024

2.40% 10/15/2028

Co-Manager
CastleOak Securities, L.P.
October 6, 2021
$3,000,000,000
PepsiCo Inc.

1.950% 10/21/2031

2.625% 10/21/2041

2.750% 10/21/2051

Co-Manager
CastleOak Securities, L.P.
October 5, 2021
$3,000,000,000
Mitsubishi UFJ Financial Group

0.962% 10/11/2025

1.640% 10/13/2027

2.494% 10/13/2032

Co-Manager
CastleOak Securities, L.P.
September 29, 2021
Walmart

Tender Offer

Dealer Manager
CastleOak Securities, L.P.
September 28, 2021
€500,000,000
Pershing Square Holdings

1.375% 10/01/2027 (6yr Euro)

Co-Manager
CastleOak Securities, L.P.
September 27, 2021
$262,000,000
Credit Suisse AG

CSMC 2021-NQM6 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
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