Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 50 professionals and has assisted its clients on public offerings totaling over $3.6 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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March 30, 2021
$750,000,000
Deutsche Bank NY

1.447% 4/01/2025

Lead
CastleOak Securities, L.P.
March 29, 2021
$1,000,000,000
Duke Energy Carolina

2.550% 4/15/2031
3.450% 4/15/2051

Co-Manager
CastleOak Securities, L.P.
March 26, 2021
$267,000,000
Credit Suisse

CSMC 2021-NQM2

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$1,850,000,000
Southern California Edison

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$500,000,000
KKR Group Finance

4.625% PFD

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$300,000,000
New Residential

NRART 2020-APT1

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$3,000,000,000
ViacomCBS, Inc.

Follow On
Convert PFD

Co-Manager
CastleOak Securities, L.P.
March 22, 2021
$8,250,000,000
Microsoft Corp

Multiple-Trache Debt Exchange Offering

Co-Dealer Mgr
CastleOak Securities, L.P.
March 19, 2021
$6,000,000,000
AT&T Inc.

0.900%  3/25/2024
FRN 3/25/2024
1.700% 3/25/2026

Co-Manager
CastleOak Securities, L.P.
March 18, 2021
$328,000,000
Vine Energy

IPO

Co-Manager
CastleOak Securities, L.P.
March 17, 2021
$250,000,000
Athena Technology Acquisition Corp.

SPAC IPO

Co-Manager
CastleOak Securities, L.P.
March 17, 2021
$1,000,000,000
KKR Acquisition Holdings

SPAC IPO

Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$2,000,000,000
Ford Motor Company

0% Convert.  3/15/2026

Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$3,800,000,000
T-Mobile US inc

2.625%   4/15/2026
3.375%   4/15/2029  
3.500%   4/15/2031

Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$800,000,000
Deutsche Bank NY

1.686% 3/19/2026

Co-Manager
CastleOak Securities, L.P.
March 15, 2021
$2,750,000,000
Verizon Communications

0.375%  3/22/2029
0.750%  3/22/2032  
1.125%  9/19/2035

Co-Manager
CastleOak Securities, L.P.
March 11, 2021
$25,000,000,000
Verizon Communications

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
March 10, 2021
$1,500,000,000
J.P. Morgan

4.550% Perp. PFD

Underwriter
CastleOak Securities, L.P.
March 8, 2021
$1,500,000,000
Pacific Gas & Electric Company

1.367% 3/10/2023
3.250% 6/1/2032
4.200% 6/1/2041

Co-Manager
CastleOak Securities, L.P.
March 8, 2021
$5,500,000,000
Bank of America

1.658% 3/11/2027
2.651% 3/11/2032
3.483% 3/13/2052

Co-Manager
CastleOak Securities, L.P.
March 5, 2021
$263,000,000
New Residential

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
March 3, 2021
$2,000,000,000
Mondelez International, Inc.

0.250% 3/17/2028 (Euro)
0.750% 3/17/2033 (Euro)
1.375% 3/17/2028  (Euro)

Co-Manager
CastleOak Securities, L.P.
March 2, 2021
$900,000,000
Public Service Electric & Gas Co.

0.950% 3/15/2026
3.000% 3/1/2051

Co-Manager
CastleOak Securities, L.P.
March 1, 2021
$2,500,000,000
Coca Cola Company

1.500% 3/5/2028

2.000% 3/5/2031

3.000% 3/5/2051

Co-Manager
CastleOak Securities, L.P.
February 26, 2021
$850,000,000
State Street Corp.

2.200% 3/3/2031

Lead
CastleOak Securities, L.P.
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