Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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November 27, 2023
$550,000,000
Blue Owl Credit Income Corp

7.750% Notes due 2029

Co-Manager
CastleOak Securities, L.P.
November 27, 2023
$2,500,000,000
Citibank NA

FRN due 2026

5.488% Notes due 2026

Co-Manager
CastleOak Securities, L.P.
November 16, 2023
$550,000,000
Edison International

7.500% Perpetual Notes

Co-Manager
CastleOak Securities, L.P.
November 15, 2023
Microsoft Corp.

Microsoft Tender

Dealer Manager
CastleOak Securities, L.P.
November 15, 2023
$1,750,000,000
Barclays PLC

9.625% Perpetual Notes

Co-Manager
CastleOak Securities, L.P.
November 6, 2023
$6,000,000,000
RTX Corporation

5.750% Notes due 2026

5.750% Notes due 2029

6.000% Notes due 2031

6.100% Notes due 2034

6.400% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
October 30, 2023
$2,000,000,000
Morgan Stanley & Co.

6.627% Notes due 2034

Joint Lead-Manager
CastleOak Securities, L.P.
October 30, 2023
$1,000,000,000
Ryder System, Inc.

6.300% Notes due 2028

6.600% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
October 30, 2023
$1,000,000,000
Altria Group, Inc.

6.200% Notes due 2028

6.875% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
October 25, 2023
$1,750,000,000
Truist Financial Corp.

7.161% Notes due 2026

Co-Manager
CastleOak Securities, L.P.
October 19, 2023
$1,000,000,000
US Bancorp

6.787% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
October 18, 2023
$4,000,000,000
Goldman Sachs Group

6.484% Notes due 2029

6.561% Notes due 2034

CastleOak Securities, L.P.
October 16, 2023
$7,250,000,000
JPMorgan Chase

6.070% Green Bonds due 2027

6.087% Notes due 2029

6.254% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
October 16, 2023
$6,000,000,000
Wells Fargo & Co.

6.303% Notes due 2029

6.491% Notes due 2034

Joint-Lead Manager
CastleOak Securities, L.P.
October 3, 2023
$669,000,000
New Residential/ Rithm Capital

NRMLT 2023-NQM1

Co-Manager
CastleOak Securities, L.P.
October 2, 2023
$1,000,000,000
Public Service Enterprise Group Inc

5.875% Notes due 2028

6.125% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
September 26, 2023
$550,000,000
Southern California Edison Co

5.650% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
September 26, 2023
$2,500,000,000
Citibank NA

5.803% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
September 18, 2023
$4,500,000,000
UBS Group AG

6.327% Notes due 2027

6.246% Notes due 2029

6.301% Notes due 2034

Co-Lead Manager
CastleOak Securities, L.P.
September 18, 2023
$2,500,000,000
Bank of Montreal

FRN Notes due2025

5.920% Notes due 2025

5.717% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
September 14, 2023
$1,500,000,000
Citigroup Inc.

7.625% Preferred

Co-Manager
CastleOak Securities, L.P.
September 7, 2023
$2,000,000,000
JPMorgan Chase

CHAIT 2023-A1

CHAIT 2023-A2

Selling Group
CastleOak Securities, L.P.
September 6, 2023
$3,000,000,000
UBS Group AG

FRN due 2025

5.800% Notes due 2025

5.650% Notes due 2028

Joint Lead-Manager
CastleOak Securities, L.P.
September 5, 2023
$1,300,000,000
The Southern Company

5.500% Notes due 2029

5.700% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
August 21, 2023
$500,000,000
PRICOA Global Funding I

5.550% Notes due 2026

Co-Manager
CastleOak Securities, L.P.
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