Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

Stay up to date on our company’s achievements, announcements, and media mentions

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February 26, 2024
$1,000,000,000
KeyCorp

6.401% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
February 26, 2024
$2,250,000,000
Pacific Gas & Electric Co.

5.550% Notes due 2029

5.800% Notes due 2034

6.750% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
February 26, 2024
$900,000,000
Ryder System Inc.

5.300% Notes due 2027

5.375% Notes due 2029

Co-Manager
CastleOak Securities, L.P.
February 26, 2024
$2,750,000,000
HSBC Holdings plc

5.546% Notes due 2030

5.719% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
February 26, 2024
$1,500,000,000
HSBC USA Inc.

FRN due 2027

5.294% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
February 22, 2024
$1,700,000,000
Exelon Corporation

5.150% Notes due 2029

5.450% Notes due 2034

5.600% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
February 22, 2024
$15,000,000,000
AbbVie Inc.

4.800% Notes due 2027

4.800% Notes due 2029

4.950% Notes due 2031

5.050% Notes due 2034

5.350% Notes due 2044

5.400% Notes due 2054

5.500% Notes due 2064

Co-Manager
CastleOak Securities, L.P.
February 20, 2024
$1,400,000,000
Georgia Power Co.

5.004% Notes due 2027

5.250% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
February 20, 2024
$1,500,000,000
Mizuho Financial Group

5.375% Notes due 2030

5.579% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
February 15, 2024
$500,000,000
Synchrony Financial

8.250% Perpetual NC-5 Pfd

Co-Manager
CastleOak Securities, L.P.
February 15, 2024
$1,069,000,000
GE HealthCare

13,000,000 Shares (Secondary)

Co-Manager
CastleOak Securities, L.P.
February 15, 2024
€2,000,000,000
Verizon Communications

3.500% Notes due 2032

3.750% Notes due 2036

Co-Manager
CastleOak Securities, L.P.
February 7, 2024
$6,500,000,000
Eli Lilly & Co.

4.500% Notes due 2027

4.500% Notes due 2029

4.700% Notes due 2034

5.000% Notes due 2054

5.100% Notes due 2064

Co-Manager
CastleOak Securities, L.P.
February 7, 2024
$1,000,000,000
UBS Group AG

7.750% Perpetual NC-7

Joint Lead-Manager
CastleOak Securities, L.P.
February 6, 2024
$3,000,000,000
Citigroup Inc.

5.174% Notes due 2030

Co-Manager
CastleOak Securities, L.P.
January 29, 2024
$750,000,000
Blue Owl Credit Income Corp

6.650% Notes due 2031

Co-Manager
CastleOak Securities, L.P.
January 29, 2024
$2,500,000,000
Northrop Grumman Corp.

4.600% Notes due 2029

4.900% Notes due 2034

5.200% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
January 25, 2024
$2,000,000,000
Lockheed Martin Corp.

4.500% Notes due 2029

4.800% Notes due 2034

5.200% Notes due 2064

Co-Manager
CastleOak Securities, L.P.
January 22, 2024
$1,000,000,000
Fifth Third Bancorp

5.631% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
January 18, 2024
$5,000,000,000
Bank of America

5.468% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
January 16, 2024
$8,500,000,000
JPMorgan Chase & Co.

FRN due 2028

5.040% Notes due 2028

5.012% Notes due 2030

5.336% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
January 16, 2024
$2,500,000,000
Morgan Stanley & Co.

5.466% Notes due 2035

Joint Lead-Manager
CastleOak Securities, L.P.
January 16, 2024
$5,750,000,000
Wells Fargo & Co.

5.198% Notes due 2030

5.499% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
January 11, 2024
$689,000,000
Santander

SDART 2024-1 (A2)

SDART 2024-1 (A3)

Co-Manager
CastleOak Securities, L.P.
January 9, 2024
$2,000,000,000
Verizon Communications

VZMT 2024-1 A-1a

VZMT 2024-1 A-1b

VZMT 2024-2 A-2a

Co-Manager
CastleOak Securities, L.P.
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