Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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May 24, 2023
$2,500,000,000
JPMorgan Chase

5.350% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
May 23, 2023
$500,000,000
Ameren Illinois Co.

4.950% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
May 23, 2023
$2,000,000,000
Lockheed Martin Corp.

4.450% Notes due 2028

4.750% Notes due 2034

5.200% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
May 22, 2023
$350,000,000
BGC Partners

8.000% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
May 22, 2023
$3,200,000,000
Citigroup Inc.

6.174% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
May 17, 2023
$1,200,000,000
Capital One

COMET 2023-A1

Co-Manager
CastleOak Securities, L.P.
May 17, 2023
$825,000,000
OneMain Financial

OMFIT  2023-1 Class A

OMFIT 2023-1 Class B

OMFIT 2023-1 Class C

OMFIT 2023-1 Class D

Co-Manager
CastleOak Securities, L.P.
May 17, 2023
$500,000,000
Bank of New York Mellon

5.148% Notes due 2026

Co-Manager
CastleOak Securities, L.P.
May 17, 2023
$1,250,000,000
BlackRock, Inc.

4.750% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
May 17, 2023
$264,375,000
Gates Industrial Corp.

Secondary Offering

22,500,000 Shares

Co-Manager
CastleOak Securities, L.P.
May 10, 2023
$650,000,000
Ryder System, Inc.

5.250% Notes Due 2028

Co-Manager
CastleOak Securities, L.P.
May 8, 2023
$5,250,000,000
Apple Inc.

4.421% Notes due 2026

4.000% Notes due 2028

4.150% Notes due 2030

4.300% Notes due 2033

4.850% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
May 5, 2023
$1,000,000,000
Verizon Communications

5.050% Notes due 2033 (10yr Green)

Lead-Manager
CastleOak Securities, L.P.
May 1, 2023
$8,500,000,000
Meta Platforms Inc.

4.600% Notes due 2028

4.800% Notes due 2030

4.950% Notes due 2033

5.600% Notes due 2053

5.750% Notes due 2063

Co-Manager
CastleOak Securities, L.P.
May 1, 2023
$1,750,000,000
Georgia Power Co

4.650% Notes due 2028

4.950% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
April 26, 2023
$2,500,000,000
American Express

4.990% Notes due 2026

5.043% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
April 21, 2023
$50,000,000,000
Ares Acquisition Corporation II

SPAC IPO

Co-Manager
CastleOak Securities, L.P.
April 19, 2023
$3,250,000,000
Morgan Stanley

5.250% Notes due 2034

Joint Lead-Manager
CastleOak Securities, L.P.
April 19, 2023
$2,500,000,000
Bank of New York Mellon

4.947% Notes due 2027

4.967% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
April 17, 2023
$3,750,000,000
Wells Fargo & Co.

5.389% Notes due 2034

Joint Lead-Manager
CastleOak Securities, L.P.
April 17, 2023
$1,100,000,000
Cargill Inc

4.500% Notes due 2026

4.750% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
April 12, 2023
$5,000,000,000
Walmart Inc.

4.000% Notes due 2026

3.900% Notes due 2028

4.000% Notes due 2030

4.100% Notes due 2033

4.500% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
March 1, 2023
$500,000,000
Edison International

8.125% Notes due 2053

CastleOak Securities, L.P.
February 28, 2023
$1,250,000,000
Citigroup Inc.

7.375% perpNC5 Notes

Co-Manager
CastleOak Securities, L.P.
February 28, 2023
$2,000,000,000
HSBC Corp.

8.000% perpNC5 Notes

Co-Manager
CastleOak Securities, L.P.
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