Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 50 professionals and has assisted its clients on public offerings totaling over $3.6 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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May 3, 2022
$346,000,000
New Residential

NRMLT 2022-NQM3 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
May 3, 2022
$3,000,000,000
UBS Group AG

FRN due 2026

4.488% Notes due 2026

4.751% Notes due 2033

Lead Manager
CastleOak Securities, L.P.
April 28, 2022
$1,000,000,000
Waste Management Inc.

4.150% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
April 27, 2022
$517,000,000
Credit Suisse AG

CSMC 2022-NQM3 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
April 21, 2022
$2,300,000,000
Lockheed Martin Corp.

3.900% Notes due 2032

4.150% Notes due 2053

4.300% Notes due 2062

Co-Manager
CastleOak Securities, L.P.
April 18, 2022
$2,500,000,000
Morgan Stanley & Co.

4.210% Notes due 2028

Lead Manager
CastleOak Securities, L.P.
April 18, 2022
$6,750,000,000
Wells Fargo & Co.

3.908% Notes due 2026

FRN due 2026

4.611% Notes due 2053

Lead Manager
CastleOak Securities, L.P.
April 12, 2022
$550,000,000
Harley Davidson

HDMOT 2022-A Prime Motorcycle A1

HDMOT 2022-A Prime Motorcycle A2

HDMOT 2022-A Prime Motorcycle A3

HDMOT 2022-A Prime Motorcycle A4

Co-Manager
CastleOak Securities, L.P.
April 11, 2022
$1,000,000,000
Synchrony Financial

Synchrony Card Issuance Trust SYNIT 2022-A1

Co-Manager
CastleOak Securities, L.P.
April 4, 2022
$2,500,000,000
Credit Suisse AG

FRN due 2025

3.700% Notes due 2025

Co-Manager
CastleOak Securities, L.P.
March 31, 2022
$6,500,000,000
Corebridge Financial, Inc.

3.500% Notes due 2025

3.650% Notes due 2027

3.850% Notes due 2029

3.900% Notes due 2032

4.350% Notes due 2042

4.400% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
March 31, 2022
$350,000,000
Cantor Fitzgerald LP

4.500% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
March 29, 2022
$2,000,000,000
HP Inc.

4.000% Notes due 2029

4.200% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
March 24, 2022
$725,000,000
Protective Life Global Funding

3.218% Notes due 2025

FRN due 2025

Co-Manager
CastleOak Securities, L.P.
March 24, 2022
$1,000,000,000
Paramount Global

6.375% Notes due 2062

Co-Manager
CastleOak Securities, L.P.
March 24, 2022
$413,000,000
Credit Suisse AG (NY Branch)

CSMC  2022-NQM2 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
March 17, 2022
$3,000,000,000
Toyota Motor Credit

FRN due 2024

2.500% due 2024

3.050% due 2027

Co-Manager
CastleOak Securities, L.P.
March 10, 2022
$3,000,000,000
Citigroup Inc.

3.785% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
March 10, 2022
$3,500,000,000
Charter Communications

4.400% Notes due 2033

5.250% Notes due 2053

5.500% Notes due 2063

Co-Manager
CastleOak Securities, L.P.
March 9, 2022
$318,000,000
New Residential

NRMLT 2022-INV1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
March 7, 2022
$4,500,000,000
Toronto Dominion Bank

FRN due 3/08/2024

2.350% Notes due 2024

2.800% Notes due 2027

3.200% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
March 3, 2022
$351,000,000
New Residential

NRMLT 2022-NQM2 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
March 2, 2022
$700,000,000
Alabama Power

3.050% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
March 2, 2022
$2,000,000,000
Exelon Corp.

2.750% Notes due 2027

3.350% Notes due 2032

4.100% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
March 1, 2022
$1,150,000,000
Duke Energy Carolinas

2.850% Notes due 2032

3.550% Notes due 2052

Co-manager
CastleOak Securities, L.P.
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