Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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March 1, 2023
$500,000,000
Edison International

8.125% Notes due 2053

CastleOak Securities, L.P.
February 28, 2023
$1,250,000,000
Citigroup Inc.

7.375% perpNC5 Notes

Co-Manager
CastleOak Securities, L.P.
February 28, 2023
$2,000,000,000
HSBC Corp.

8.000% perpNC5 Notes

Co-Manager
CastleOak Securities, L.P.
February 28, 2023
$1,500,000,000
Cigna

5.685% Notes due 2026

5.400% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
February 27, 2023
$1,500,000,000
Colgate Palmolive

4.800% Notes due 2026

4.600% Notes due 2028

4.600% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
February 27, 2023
$1,350,000,000
PPL Corp.

5.000% Notes due 2033

5.250% Notes due 2053  

Co-Manager
CastleOak Securities, L.P.
February 23, 2023
$400,000,000
Kellogg Co

5.250% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
February 23, 2023
$2,000,000,000
United Parcel Service Inc

4.875% Notes due 2033

5.050% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
February 23, 2023
$4,000,000,000
Eli Lilly & Co

5.000% Notes due 2026

4.700% Notes due 2033

4.875% Notes due 2053

4.950% Notes due 2063

Co-Manager
CastleOak Securities, L.P.
February 23, 2023
$3,000,000,000
Raytheon Technologies

5.000% Notes due 2026

5.150% Notes due 2033

5.375% Notes due 2053

CastleOak Securities, L.P.
February 21, 2023
$2,600,000,000
Mizuho Financial Group

5.667% Notes due 2029

5.739% Notes due 2031

5.754% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
February 21, 2023
$500,000,000
Ryder System

5.650% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
February 15, 2023
$24,000,000,000
Amgen Inc

5.250% Notes due 2025

5.507% Notes due 2026

5.150% Notes due 2028

5.250% Notes due 2030

5.250% Notes due 2033

5.600% Notes due 2043

5.650% Notes due 2053

5.750% Notes due 2063

Co-Manager
CastleOak Securities, L.P.
February 13, 2023
$1,250,000,000
Capital One

COPAR 2023-1 Class A-1

COPAR 2023-1 Class A-2

COPAR 2023-1 Class A-3

COPAR 2023-1 Class A-4

Co-Manager
CastleOak Securities, L.P.
February 13, 2023
$1,000,000,000
Union Pacific Corp.

4.750% Notes due 2026

4.950% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
February 13, 2023
$3,000,000,000
Pepsico

FRN due 2026

4.550% Notes due 2026

4.450% Notes due 2028

4.450% Notes due 2033

4.650% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
February 9, 2023
$1,500,000,000
Ford Motor Credit

FORDR 2023-1 Class A (5yr WAL)

Co-Manager
CastleOak Securities, L.P.
February 8, 2023
500,000,000
Ally Financial

6.700% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
February 7, 2023
$1,000,000,000
Comcast Corporation

4.650% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
February 7, 2023
$1,500,000,000
Starbucks Corporation

4.750% Notes due 2026

4.800% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 30, 2023
$750,000,000
Synchrony Financial

7.250% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 24, 2023
$1,000,000,000
New York Life Global Funding

4.550% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 23, 2023
$1,500,000,000
KeyBank N.A.

4.700% Notes due 2026

5.000% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 23, 2023
$1,250,000,000
State Street Corp.

4.857% Notes due 2026

4.821% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
January 17, 2023
$3,000,000,000
Bank of America

5.080% Notes dude 2027

Co-Manager
CastleOak Securities, L.P.
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