Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 50 professionals and has assisted its clients on public offerings totaling over $3.6 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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September 15, 2022
$80,000,000,000
Corebridge Financial, Inc.

Corebridge Financial IPO

Co-Manager
CastleOak Securities, L.P.
September 7, 2022
$1,750,000,000
Mizuho Financial Group

5.414% Notes due 2028

5.669% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
September 6, 2022
$1,500,000,000
McDonald's Corp.

4.600% Notes due 2032

5.150% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
September 6, 2022
$2,300,000,000
Dollar General Corp.

4.250% Notes due 2024

4.625% Notes due 2027

5.000% Notes due 2032

5.500% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
September 6, 2022
$500,000,000
Southern Company Gas

5.150% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
September 1, 2022
$536,000,000
AFLAC

1.075% Global Yen Notes due 2029

1.320% Global Yen Notes due 2032

1.549% Global Yen Notes due 2037

2.144% Global Yen Notes due 2052

Co-Manager
CastleOak Securities, L.P.
August 29, 2022
$203,000,000
Credit Suisse AG (NY Branch)

CSMC 2022-ATH3 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
August 18, 2022
$2,500,000,000
Credit Suisse AG (NY Branch)

4.750% Notes due 2024

5.000% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
August 18, 2022
$1,500,000,000
Synchrony Bank

5.400% Notes due 2025

5.625% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
August 16, 2022
$655,000,000
Amherst Residential

AMSR 2022-SFR1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
August 16, 2022
$2,000,000,000
Eaton Corp.

4.150% Notes due 2033

4.700% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
August 15, 2022
$500,000,000
Ameren Illinois

3.850% FMB Notes due 2032

Co-Manager
CastleOak Securities, L.P.
August 8, 2022
$2,000,000,000
Wells Fargo & Co.

4.540% Notes due 2026

Lead Manager
CastleOak Securities, L.P.
August 8, 2022
$6,250,000,000
Credit Suisse AG (NY Branch)

6.373% Notes due 2026

6.442% Notes due 2028

6.537% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
August 8, 2022
$1,200,000,000
Prudential Financial

6.000% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
August 8, 2022
$3,200,000,000
Duke Energy Corp.

4.300% Notes due 2028

4.500% Notes due 2032

5.000% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
August 8, 2022
$1,387,000,000
Toyota Motor Credit

TAOT 2022-C A1 (0.24 WAL)

TAOT 2022-C A2a (1.06 WAL)

TAOT 2022-C A2b (1.06 WAL)

TAOT 2022-C A3 (2.42 WAL)

TAOT 2022-C A4 (3.73 WAL)

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$4,750,000,000
HSBC Holdings PLC

5.210% Notes due 2028

5.402% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$10,000,000,000
Meta Platforms

3.500% Notes due 2027

3.850% Notes due 2032

4.450% Notes due 2052

4.650% Notes due 2062

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$1,000,000,000
Verizon

VZMT 2022-5 (A1A & A1B)

VZMT 2022-6 (Class A)

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$1,842,000,000
Capital One

Capital One Auto Rec 2022-2 A-1

Capital One Auto Rec 2022-2 A-2a

Capital One Auto Rec 2022-2 A-2b

Capital One Auto Rec 2022-2 A-3

Capital One Auto Rec 2022-2 A-4

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$500,000,000
JPMorgan Chase

4.586% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$333,000,000
New Residential

NRMLT 2022-SFR2 (Various)

Co-Manager
CastleOak Securities, L.P.
August 4, 2022
$331,000,000
Credit Suisse AG (NY Branch)

CSMC 2022-NQM5 (Various)

Co-Manager
CastleOak Securities, L.P.
August 3, 2022
$2,000,000,000
KeyBank N.A.

4.150% Notes due 2025

4.900% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
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