Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

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January 24, 2023
$1,000,000,000
New York Life Global Funding

4.550% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 23, 2023
$1,500,000,000
KeyBank N.A.

4.700% Notes due 2026

5.000% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 23, 2023
$1,250,000,000
State Street Corp.

4.857% Notes due 2026

4.821% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
January 17, 2023
$3,000,000,000
Bank of America

5.080% Notes dude 2027

Co-Manager
CastleOak Securities, L.P.
January 17, 2023
$2,500,000,000
Morgan Stanley

5.123% Notes due 2029

Joint Lead-Manager
CastleOak Securities, L.P.
January 4, 2023
$1,500,000,000
Pacific Gas & Electric Co.

6.150% Notes due 2033

6.750% Notes due 2053

Co-Manager
CastleOak Securities, L.P.
January 3, 2023
$1,150,000,000
Metropolitan Life Global Funding I

5.000% Notes due 2026

5.050% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
January 3, 2023
$1,000,000,000
MetLife Inc

5.125% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
January 3, 2023
$600,000,000
Protective Life

5.366% Notes due 2026

Co-Manager
CastleOak Securities, L.P.
January 3, 2023
$5,800,000,000
Sumitomo Mitsui (SMFG)

FRN due 2026

5.464% Notes due 2026

5.520% Notes due 2028

5.710% Notes due 2030

5.766% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
January 3, 2023
$4,000,000,000
UBS Group AG

5.711% Notes due 2027

5.959% Notes due 2034

Joint Lead Manager
CastleOak Securities, L.P.
November 30, 2022
$750,000,000
MassMutual Global Funding II

MassMutual Global 5.05% 12/07/2027 (5yr FABN)

Co-Manager
CastleOak Securities, L.P.
November 29, 2022
$8,250,000,000
Amazon.com Inc

4.700% Notes due 2024

4.600% Notes due 2025

4.550% Notes due 2027

4.650% Notes due 2029

4.700% Notes due 2032

Co-Manager
CastleOak Securities, L.P.
November 17, 2022
$891,000,000
Verizon Wireless

VZMT 2022-7 A1A 11/22/2027  

VZMT 2022-7 A1B 11/22/2027

Co-Manager
CastleOak Securities, L.P.
November 16, 2022
$429,000,000
Santander Consumer USA

SDART 2022-7 A2 1/15/2026

SDART 2022-7 A3 4/15/2027

Co-Manager
CastleOak Securities, L.P.
November 9, 2022
$2,000,000,000
Credit Suisse AG

9.016% Notes due 2033

Co-Manager
CastleOak Securities, L.P.
November 9, 2022
$8,250,000,000
GE Healthcare Holding LLC

5.550% Notes due 2024

5.600% Notes due 2025

5.650% Notes due 2027

5.857% Notes due 2030

5.905% Notes due 2032

6.377% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
November 7, 2022
$600,000,000
Southern California Gas Co.

6.350% Notes due 2052

Co-Manager
CastleOak Securities, L.P.
November 7, 2022
$1,350,000,000
Toyota Motor Credit

5.400% Notes due 2025

5.450% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
November 7, 2022
$2,000,000,000
Bank of America

6.204% Notes due 2028

Co-Manager
CastleOak Securities, L.P.
November 4, 2022
$750,000,000
Public Service Enterprise Group

5.850% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
November 3, 2022
$1,500,000,000
Southern California Edison

5.850% Notes due 2027 (5yr FMB)

5.950% Notes due 2032 (10yr FMB)

Co-Manager
CastleOak Securities, L.P.
November 1, 2022
$1,000,000,000
State Street Corp.

5.751% Notes due 2026 (4NC3  Sustainability Notes)    

5.820% Notes due 2028 (6NC5)

Co-Manager
CastleOak Securities, L.P.
October 25, 2022
$900,000,000
Capital One

COMET 2022-A3

Co-Manager
CastleOak Securities, L.P.
October 25, 2022
$1,500,000,000
Barclays PLC

7.385% Notes due 2028 (6NC5)

Co-Manager
CastleOak Securities, L.P.
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