Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 50 professionals and has assisted its clients on public offerings totaling over $3.6 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

Stay up to date on our company’s achievements, announcements, and media mentions

Media Center
May 18, 2021
$750,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
May 17, 2021
$2,500,000,000
Union Pacific Corp

2.375% 5/20/2031
3.200% 5/20/2041
3.550% 5/20/2061

Co-Manager
CastleOak Securities, L.P.
May 13, 2021
$1,850,000,000
J.P. Morgan

4.625% PFD 74,000,000 Shares

Underwriter
CastleOak Securities, L.P.
May 13, 2021
$270,000,000
New Residential

NRMLT 2021-NQM2R
(Various Tranches)

Co-Manager
CastleOak Securities, L.P.
May 12, 2021
$1,000,000,000
Wells Fargo

0.805% 5/19/2025

Joint-Bookrunner
CastleOak Securities, L.P.
May 6, 2021
$448,000,000
Academy Sports & Outdoors

14,000,000 Shares
(Follow-On Offering)

Co-Manager
CastleOak Securities, L.P.
May 3, 2021
$1,000,000,000
Southern Company

3.750% 9/15/2051

Co-Manager
CastleOak Securities, L.P.
April 30, 2021
$1,000,000,000
New Residential

NRWST 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
April 28, 2021
$3,450,000,000
Coca Cola Company

2.250% 1/05/2032  
2.875% 5/04/2041

Co-Manager
CastleOak Securities, L.P.
April 27, 2021
$500,000,000
Citigroup Inc.

SOFR FRN 5/01/2025

Co-Manager
CastleOak Securities, L.P.
April 22, 2021
$500,000,000
Penn Mutual Life Insurance Co.

3.800% 4/29/2061

Co-Manager
CastleOak Securities, L.P.
April 22, 2021
$2,000,000,000
Royal Bank of Canada

SOFR FRN 4/27/2026
1.200% 4/27/2026

Co-Manager
CastleOak Securities, L.P.
April 20, 2021
€1,250,000,000
Federal Express

0.450% 5/04/2029 (Euro)
0.950% 5/04/2033 (Euro)

Co-Manager
CastleOak Securities, L.P.
April 20, 2021
$800,000,000
New York Life

0.550% 4/06/2024
SOFR FRN 4/06/2024

Co-Manager
CastleOak Securities, L.P.
April 19, 2021
$2,000,000,000
Morgan Stanley & Co.

3.217% 4/22/2042

Lead-Manager
CastleOak Securities, L.P.
April 19, 2021
$1,350,000,000
Ally Financial

Perpetual PFD

Co-Manager
CastleOak Securities, L.P.
April 19, 2021
$1,000,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
April 15, 2021
$13,000,000,000
J.P. Morgan

Fixed-to-FRN due 4/22/2027
SOFR FRN 4/22/2027
2.580% 4/22/2032
3.157% 4/22/2042
3.328% 4/33/2052

Co-Manager
CastleOak Securities, L.P.
April 9, 2021
$394,000,000
Credit Suisse

CSMC 2021-RPL3 (RMBS)  
Various Tranches

Co-Manager
CastleOak Securities, L.P.
April 8, 2021
$4,100,000,000
Organon Inc.

4.125% 4/30/2028 (USD)
2.875% 4/30/2028 (EURO)
5.125% 4/30/2031 (USD)

Co-Manager
CastleOak Securities, L.P.
April 6, 2021
$2,500,000,000
Toyota Motor Credit

SOFR FRN 4/06/2023
0.400% 4/06/2023
1.900% 4/06/2028

Co-Manager
CastleOak Securities, L.P.
March 30, 2021
$750,000,000
Deutsche Bank NY

1.447% 4/01/2025

Lead
CastleOak Securities, L.P.
March 29, 2021
$1,000,000,000
Duke Energy Carolina

2.550% 4/15/2031
3.450% 4/15/2051

Co-Manager
CastleOak Securities, L.P.
March 26, 2021
$267,000,000
Credit Suisse

CSMC 2021-NQM2

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$1,850,000,000
Southern California Edison

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
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