Honesty, Integrity, Performance

CastleOak Securities, L.P. is an industry leading minority-owned, boutique investment bank focused on superior client service in capital markets, sales & trading, and financial advisory

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Headquartered in New York City, the firm specializes in primary and secondary sales and trading of fixed income, equity, and money market securities.

CastleOak Securities is a boutique investment bank focused on the capital markets, serving a broad array of corporate, governmental and institutional clients. Since its founding in 2006, CastleOak has grown to nearly 60 professionals and has assisted its clients on public offerings totaling over $4 trillion.

CastleOak is an independent, leading financial services provider managed by a team of Wall Street veterans with extensive corporate and institutional investor relationships, and a track record of success.

Our founding partners have worked together for over two decades, ensuring a long-term commitment to clients and an internal culture of excellence

Our Team
CastleOak is proud to count some of the world’s most recognized brands and industry leaders amongst its client base

Stay up to date on our company’s achievements, announcements, and media mentions

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July 24, 2024
$2,000,000,000
Capital One

5.463% Notes due 2030

5.884% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
July 23, 2024
$1,500,000,000
Citigroup Inc.

7.000% Perpetual NC-10

Co-Manager
CastleOak Securities, L.P.
July 22, 2024
$3,400,000,000
American Express

FRN due 2028

5.043% Notes due 2028

5.284% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
July 17, 2024
$2,500,000,000
BlackRock Inc.

4.600% Notes due 2027

4.900% Notes due 2035

5.350% Notes due 2055

Co-Manager
CastleOak Securities, L.P.
July 17, 2024
$2,250,000,000
Morgan Stanley

5.042% Notes due 2030

Joint Lead-Manager
CastleOak Securities, L.P.
July 16, 2024
$2,000,000,000
Wells Fargo & Co.

6.850% Perpetual NC-5

Joint Lead-Manager
CastleOak Securities, L.P.
July 16, 2024
$5,500,000,000
Goldman Sachs Group

5.049% Notes due 2030

5.330% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
July 15, 2024
$9,000,000,000
JPMorgan Chase

FRN due 2028

4.979% Notes due 2028

4.995% Notes due 2030

5.294% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
July 15, 2024
$2,250,000,000
PepsiCo Inc.

4.500% Notes due 2029

4.800% Notes due 2034

5.250% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
July 15, 2024
$2,500,000,000
Bank of New York Mellon

FRN due 2028

4.890% Notes due 2028

5.060% Notes due 2032

5.606% Notes due 2039

Co-Manager
CastleOak Securities, L.P.
June 27, 2024
$1,500,000,000
Mizuho Financial Group

5.382% Notes due 2030

5.594% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
June 17, 2024
$625,000,000
Ameren Illinois Company

5.550% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
June 17, 2024
$900,000,000
Republic Services Inc.

5.000% Notes due 2029

5.200% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
June 13, 2024
$2,500,000,000
General Motors Financial Company, Inc.

FRN due 2027

5.350% Notes due 2027

5.600% Notes due 2031

Co-Manager
CastleOak Securities, L.P.
June 4, 2024
$2,500,000,000
Citigroup Inc.

5.449% Notes due 2035

Co-Manager
CastleOak Securities, L.P.
June 3, 2024
$550,000,000
Brighthouse Financial

5.550% Notes due 2027

5.650% Notes due 2029

Co-Manager
CastleOak Securities, L.P.
June 3, 2024
$500,000,000
BGC Group, Inc.

6.600% Notes due 2029

Co-Manager
CastleOak Securities, L.P.
May 29, 2024
$2,250,000,000
Bank of Nova Scotia

FRN due 2027

5.400% Notes due 2027

FRN due 2029

5.450% Notes due 2029

Co-Manager
CastleOak Securities, L.P.
May 21, 2024
$227,500,000
BrightView Holdings, Inc.

Secondary Offering

218,750 Shares

Co-Manager
CastleOak Securities, L.P.
May 20, 2024
$3,250,000,000
Comcast Corporation

5.100% Notes due 2029

5.300% Notes due 2034

5.650% Notes due 2054

Co-Manager
CastleOak Securities, L.P.
May 15, 2024
$3,500,000,000
Goldman Sachs Bank

FRN due 2027

5.414% Notes due 2027

Co-Manager
CastleOak Securities, L.P.
May 14, 2024
$1,500,000,000
Santander

SBALT 2024-B (A1)

SBALT 2024-B (A2)

SBALT 2024-B (A3)

SBALT 2024-B (A4)

Co-Manager
CastleOak Securities, L.P.
May 14, 2024
$550,000,000
Harley-Davidson Motorcycle Trust

HDMOT 2024-A (A-1)

HDMOT 2024-A (A-3)

HDMOT 2024-A (A-3)

HDMOT 2024-A (A-4)

Co-Manager
CastleOak Securities, L.P.
May 14, 2024
$163,456,527
Jamf Holding Corp.

Follow-On

89,565 Shares

Co-Manager
CastleOak Securities, L.P.
May 9, 2024
$3,000,000,000
Charter Communications

6.100% Notes due 2029

6.550% Notes due 2034

Co-Manager
CastleOak Securities, L.P.
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