Recent Transactions

November 8, 2021
$1,000,000,000
Equitable Financial Life Global

1.100% 11/12/2024

1.700% 11/12/2026

Co-Manager
CastleOak Securities, L.P.
November 5, 2021
$600,000,000
Southern Company

FRN 5/10/2023

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$860,399,000
Pacific Gas & Electric Company

PG&E Energy Recovery Fund A-1 1.460% 7/15/2033

PG&E Energy Recovery Fund A-2 2.280% 1/15/2038

PG&E Energy Recovery Fund A-3 2.822% 7/15/2048

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$750,000,000
Edison International

5.000% Perp NC5 (PFD)

Co-Manager
CastleOak Securities, L.P.
November 3, 2021
€500,000,000
Colgate-Palmolive Company

0.300% 11/10/2029 (8yr Euro)

Co-Manager
CastleOak Securities, L.P.
November 2, 2021
$2,500,000,000
Deutsche Bank NY

0.962% 11/8/2023

FRN 11/8/2023

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$334,193,914
Credit Suisse

CSMC 2021-NQM7 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$650,000,000
Southwestern Electric Power

3.250% 11/01/2051 (30yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$300,000,000
Ryder System, Inc.

1.750% 9/01/2026

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$2,100,000,000
Raytheon Technologies

2.375% 3/15/2032

3.030% 3/15/2052

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$200,000,000
Focus Impact Acquisition Corp.

20,000,000 Units (IPO)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$1,400,000,000
Verizon Communications

VZMT 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$500,000,000
Fifth Third Bancorp

1.707% 11/01/2027 (6yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
October 27, 2021
$1,000,000,000
Citigroup Inc.

1.281% 11/03/2025 (4yr Social Bond)

Lead Manager
CastleOak Securities, L.P.
October 27, 2021
$1,300,000,000
US Bancorp

2.491% 11/03/2036

Co-Manager
CastleOak Securities, L.P.
October 26, 2021
$750,000,000
Ally Financial

2.200% 11/02/2028

Co-Manager
CastleOak Securities, L.P.
October 25, 2021
$750,000,000
Synchrony Financial

2.875% 10/28/2031

Co-Manager
CastleOak Securities, L.P.
October 15, 2021
$3,250,000,000
Bank of America

2.572% 10/20/2032 (11NC10 Fxd-FRN)

Co-Manager
CastleOak Securities, L.P.
October 14, 2021
$2,500,000,000
Morgan Stanley & Co.

2.511% 10/20/2032 (11NC10 Fxd-FRN)

Lead Manager
CastleOak Securities, L.P.
October 12, 2021
$2,250,000,000
General Motors Financial

1.200% 10/15/2024

FRN 10/15/2024

2.40% 10/15/2028

Co-Manager
CastleOak Securities, L.P.
November 8, 2021
$1,000,000,000
Equitable Financial Life Global

1.100% 11/12/2024

1.700% 11/12/2026

Co-Manager
CastleOak Securities, L.P.
November 5, 2021
$600,000,000
Southern Company

FRN 5/10/2023

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$860,399,000
Pacific Gas & Electric Company

PG&E Energy Recovery Fund A-1 1.460% 7/15/2033

PG&E Energy Recovery Fund A-2 2.280% 1/15/2038

PG&E Energy Recovery Fund A-3 2.822% 7/15/2048

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$750,000,000
Edison International

5.000% Perp NC5 (PFD)

Co-Manager
CastleOak Securities, L.P.
November 3, 2021
€500,000,000
Colgate-Palmolive Company

0.300% 11/10/2029 (8yr Euro)

Co-Manager
CastleOak Securities, L.P.
November 2, 2021
$2,500,000,000
Deutsche Bank NY

0.962% 11/8/2023

FRN 11/8/2023

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$334,193,914
Credit Suisse

CSMC 2021-NQM7 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$650,000,000
Southwestern Electric Power

3.250% 11/01/2051 (30yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$300,000,000
Ryder System, Inc.

1.750% 9/01/2026

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$2,100,000,000
Raytheon Technologies

2.375% 3/15/2032

3.030% 3/15/2052

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$200,000,000
Focus Impact Acquisition Corp.

20,000,000 Units (IPO)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$1,400,000,000
Verizon Communications

VZMT 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$500,000,000
Fifth Third Bancorp

1.707% 11/01/2027 (6yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
October 27, 2021
$1,000,000,000
Citigroup Inc.

1.281% 11/03/2025 (4yr Social Bond)

Lead Manager
CastleOak Securities, L.P.
October 27, 2021
$1,300,000,000
US Bancorp

2.491% 11/03/2036

Co-Manager
CastleOak Securities, L.P.
October 26, 2021
$750,000,000
Ally Financial

2.200% 11/02/2028

Co-Manager
CastleOak Securities, L.P.
October 25, 2021
$750,000,000
Synchrony Financial

2.875% 10/28/2031

Co-Manager
CastleOak Securities, L.P.
October 15, 2021
$3,250,000,000
Bank of America

2.572% 10/20/2032 (11NC10 Fxd-FRN)

Co-Manager
CastleOak Securities, L.P.
October 14, 2021
$2,500,000,000
Morgan Stanley & Co.

2.511% 10/20/2032 (11NC10 Fxd-FRN)

Lead Manager
CastleOak Securities, L.P.
October 12, 2021
$2,250,000,000
General Motors Financial

1.200% 10/15/2024

FRN 10/15/2024

2.40% 10/15/2028

Co-Manager
CastleOak Securities, L.P.
November 5, 2021
$600,000,000
Southern Company

FRN 5/10/2023

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$860,399,000
Pacific Gas & Electric Company

PG&E Energy Recovery Fund A-1 1.460% 7/15/2033

PG&E Energy Recovery Fund A-2 2.280% 1/15/2038

PG&E Energy Recovery Fund A-3 2.822% 7/15/2048

Co-Manager
CastleOak Securities, L.P.
November 4, 2021
$750,000,000
Edison International

5.000% Perp NC5 (PFD)

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$650,000,000
Southwestern Electric Power

3.250% 11/01/2051 (30yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
September 23, 2021
$500,000,000
Duke Energy Corp.

3.250% 1/15/2082

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$600,000,000
Baltimore Gas & Electric

2.25% 6/15/2023

Co-Manager
CastleOak Securities, L.P.
May 3, 2021
$1,000,000,000
Southern Company

3.750% 9/15/2051

Co-Manager
CastleOak Securities, L.P.
March 29, 2021
$1,000,000,000
Duke Energy Carolina

2.550% 4/15/2031
3.450% 4/15/2051

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$1,850,000,000
Southern California Edison

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
March 18, 2021
$328,000,000
Vine Energy

IPO

Co-Manager
CastleOak Securities, L.P.
March 8, 2021
$1,500,000,000
Pacific Gas & Electric Company

1.367% 3/10/2023
3.250% 6/1/2032
4.200% 6/1/2041

Co-Manager
CastleOak Securities, L.P.
March 2, 2021
$900,000,000
Public Service Electric & Gas Co.

0.950% 3/15/2026
3.000% 3/1/2051

Co-Manager
CastleOak Securities, L.P.
February 23, 2021
$1,000,000,000
Southern Company
Co-Manager
CastleOak Securities, L.P.
January 5, 2021
$900,000,000
Southern California Edison

2.250% due 6/1/30
2.950% due 2/1/51

Co-Manager
CastleOak Securities, L.P.
December 10, 2020
$0
General Electric

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
September 9, 2020
$1,000,000,000
Duke Energy Corp.

0.900% 9/15/2025
2.450% 6/01/2030

Co-Manager
CastleOak Securities, L.P.
August 17, 2020
$500,000,000
Southern Co. Gas

1.750% 1/15/2031

Co-Manager
CastleOak Securities, L.P.
June 26, 2020
$5,500,000,000
Pacific Gas & Electric

Follow On
Equity Units

Co-Manager
CastleOak Securities, L.P.
June 16, 2020
$8,425,000,000
Pacific Gas & Electric

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
May 13, 2020
$500,000,000
Duke Energy Corp.

2.450% 6/01/2030

Co-Manager
CastleOak Securities, L.P.
October 12, 2021
$2,250,000,000
General Motors Financial
Co-Manager
CastleOak Securities, L.P.
September 21, 2021
$1,400,000,000
Ford Motor Credit
Co-Manager
CastleOak Securities, L.P.
September 21, 2021
2,000,000,000
Rocket Mortgage
Co-Manager
CastleOak Securities, L.P.
August 5, 2021
$1,500,000,000
Ford Motor Credit
Co-Manager
CastleOak Securities, L.P.
April 6, 2021
$2,500,000,000
Toyota Motor Credit
Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$2,000,000,000
Ford Motor Company
0% Convert. 3/15/2026
Co-Manager
CastleOak Securities, L.P.
February 10, 2021
$750,000,000
Ford Motor Credit
2.900% 2/16/2028
Co-Manager
CastleOak Securities, L.P.
February 9, 2021
$600,000,000
Harley Davidson
Multiple-Tranche Debt Offering
Co-Manager
CastleOak Securities, L.P.
February 2, 2021
$870,000,000
Ares Acquisition Corp (SPAC)
SPAC IPO
Co-Manager
CastleOak Securities, L.P.
November 17, 2020
$1,315,000,000
Ford Motor Credit
Multiple-Tranche Debt Offering
Co-Manager
CastleOak Securities, L.P.
November 13, 2020
$750,000,000
General Motors Financial
FRN 11/17/2023
Co-Manager
CastleOak Securities, L.P.
October 28, 2020
$500,000,000
Pershing Square Tontine Holdings
3.250% 11/15/2030
Lead
CastleOak Securities, L.P.
October 28, 2020
$750,000,000
Ajax I
SPAC IPO
Co-Manager
CastleOak Securities, L.P.
July 21, 2020
$599,000,000
Ford Motor Credit
FORDL 2020-B A1 FORDL 2020-B A2a
S/G
CastleOak Securities, L.P.
July 20, 2020
$750,000,000
Toyota Motor Credit
0.450% 7/22/2022
Lead
CastleOak Securities, L.P.
July 6, 2020
$1,250,000,000
American Honda
0.875% 7/07/2023
Co-Manager
CastleOak Securities, L.P.
June 16, 2020
$1,750,000,000
Ford Motor Credit
5.125% 6/16/2025
S/G
CastleOak Securities, L.P.
June 16, 2020
$902,000,000
Ford Motor Credit
FORDO 2020-B A2 FORDO 2020-B A4
S/G
CastleOak Securities, L.P.
April 17, 2020
$8,000,000,000
Ford Motor Co.
8.500% 4/21/2023 9.000% 4/22/2025 9.625% 4/22/2030
Co-Manager
CastleOak Securities, L.P.
April 8, 2020
$400,000,000
New Residential
NRMLT 2019-T4
Co-Manager
CastleOak Securities, L.P.
November 8, 2021
$1,000,000,000
Equitable Financial Life Global

1.100% 11/12/2024

1.700% 11/12/2026

Co-Manager
CastleOak Securities, L.P.
November 2, 2021
$2,500,000,000
Deutsche Bank NY

0.962% 11/8/2023

FRN 11/8/2023

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$334,193,914
Credit Suisse

CSMC 2021-NQM7 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$200,000,000
Focus Impact Acquisition Corp.

20,000,000 Units (IPO)

Co-Manager
CastleOak Securities, L.P.
October 28, 2021
$500,000,000
Fifth Third Bancorp

1.707% 11/01/2027 (6yr Green Bond)

Co-Manager
CastleOak Securities, L.P.
October 27, 2021
$1,000,000,000
Citigroup Inc.

1.281% 11/03/2025 (4yr Social Bond)

Lead Manager
CastleOak Securities, L.P.
October 27, 2021
$1,300,000,000
US Bancorp

2.491% 11/03/2036

Co-Manager
CastleOak Securities, L.P.
October 26, 2021
$750,000,000
Ally Financial

2.200% 11/02/2028

Co-Manager
CastleOak Securities, L.P.
October 25, 2021
$750,000,000
Synchrony Financial

2.875% 10/28/2031

Co-Manager
CastleOak Securities, L.P.
October 15, 2021
$3,250,000,000
Bank of America

2.572% 10/20/2032 (11NC10 Fxd-FRN)

Co-Manager
CastleOak Securities, L.P.
October 14, 2021
$2,500,000,000
Morgan Stanley & Co.

2.511% 10/20/2032 (11NC10 Fxd-FRN)

Lead Manager
CastleOak Securities, L.P.
October 5, 2021
$3,000,000,000
Mitsubishi UFJ Financial Group

0.962% 10/11/2025

1.640% 10/13/2027

2.494% 10/13/2032

Co-Manager
CastleOak Securities, L.P.
September 28, 2021
€500,000,000
Pershing Square Holdings

1.375% 10/01/2027 (6yr Euro)

Co-Manager
CastleOak Securities, L.P.
September 27, 2021
$262,000,000
Credit Suisse AG

CSMC 2021-NQM6 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
September 23, 2021
$262,000,000
New Residential

NRMLT 2021-NQM3 (Var Tranches)

Co-Manager
CastleOak Securities, L.P.
September 14, 2021
$425,000,000
New Residential Investment Corp.

7.000% Perp NC5 (PFD)

Selling-Group
CastleOak Securities, L.P.
September 13, 2021
$375,000,000
Protective Life Global Funding

1.303% 9/20/2026 (5yr)

Co-Manager
CastleOak Securities, L.P.
September 13, 2021
$2,900,000,000
Bank of Nova Scotia

0.400% 9/15/2023 (2yr)

FRN 9/15/2023 (2yr FRN)

1.300% 9/15/2026 (5yr)

FRN 9/15/2026 (5yr FRN)

Co-Manager
CastleOak Securities, L.P.
September 8, 2021
$1,000,000,000
Mizuho Financial Group

2.564% 9/13/2031 (10yr Subordinated Notes)

Co-Manager
CastleOak Securities, L.P.
September 7, 2021
$4,500,000,000
Toronto-Dominion Bank

0.700% 9/10/2024 (3yr)

FRN 9/10/2024 (3yr FRN)

1.250% 9/10/2026 (5yr)

FRN 9/10/2026 (5yr FRN)

2.000% 9/10/2031 (10yr)

Co-Manager
CastleOak Securities, L.P.
August 18, 2021
$337,000,000
New Residential Investment Corp.

2021-INV1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
August 10, 2021
$3,500,000,000
HSBC Holdings

0.732% 8/17/2024

2.206% 8/17/2029

Co-Manager
CastleOak Securities, L.P.
August 3, 2021
$4,000,000,000
UBS Group AG

0.700% 8/09/2024

FRN 8/09/2024

1.494% 8/10/2027

Lead-Manager
CastleOak Securities, L.P.
August 2, 2021
$3,750,000,000
Credit Suisse AG NY Branch

0.520% 8/09/2023

FRN 8/09/2023

1.250% 8/10/2027

Co-Manager
CastleOak Securities, L.P.
July 30, 2021
$614,000,000
Credit Suisse

CSMC 2021-RPL6 (Various Tranches)

CSMC 2021-NQM5 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
July 29, 2021
$500,000,000
New York Life

1.850% 8/01/2031

Co-Manager
CastleOak Securities, L.P.
July 27, 2021
$1,000,000,000
Capital One Financial

2.359% 7/21/2032

Co-Manager
CastleOak Securities, L.P.
July 27, 2021
€615,000,000
Nasdaq, Inc.

0.900% 7/30/2033 (EURO)

Co-Manager
CastleOak Securities, L.P.
July 26, 2021
$1,500,000,000
Royal Bank of Canada

SOFR FRN 7/29/2024

0.675% 7/29/2024

Co-Manager
CastleOak Securities, L.P.
July 22, 2021
$2,000,000,000
JPMorgan Chase

4.200% PFD

Underwriter
CastleOak Securities, L.P.
July 15, 2021
$3,500,000,000
Morgan Stanley

2.239% 7/21/2032

Lead-Manager
CastleOak Securities, L.P.
July 7, 2021
$377,000,000
Amherst Residential

Amherst 2021 SFR-2 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
July 6, 2021
$1,700,000,000
Bank of Montreal

0.625% 7/09/2024

FRN 7/09/2024

Co-Manager
CastleOak Securities, L.P.
July 6, 2021
$1,750,000,000
Mizuho Financial Group

1.554% 7/09/2027

2.260% 7/09/2032

Co-Manager
CastleOak Securities, L.P.
July 1, 2021
$233,000,000
Credit Suisse

CSMC 2021-NQM4 (RMBS) Various Tranches

Co-Manager
CastleOak Securities, L.P.
June 21, 2021
$2,500,000,000
J.P. Morgan

SOFR FRN 6/23/2025
0.969% 6/23/2025

Co-Manager
CastleOak Securities, L.P.
June 8, 2021
$1,200,000,000
KeyBank

SOFR FRN 6/14/2024
0.433% 6/14/2024

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$4,500,000,000
Bank of America

0.523% 6/14/2024
2.087% 6/14/2029

Co-Manager
CastleOak Securities, L.P.
June 2, 2021
$3,150,000,000
Citigroup Inc.

SOFR FRN 6/09/2027
1.462% Fxd-FRN 6/09/2027

Co-Manager
CastleOak Securities, L.P.
May 25, 2021
$750,000,000
UBS AG

3.875% PerpNC5

Lead-Manager
CastleOak Securities, L.P.
May 24, 2021
$3,000,000,000
UBS AG

SOFR FRN 6/01/2023
0.375% 6/01/2023
1.250% 6/12/2026

Lead-Manager
CastleOak Securities, L.P.
May 20, 2021
$278,000,000
Credit Suisse

CSMC 2021-NQM3 (RMBS) Various Tranches

Co-Manager
CastleOak Securities, L.P.
May 13, 2021
$1,850,000,000
J.P. Morgan

4.625% PFD 74,000,000 Shares

Underwriter
CastleOak Securities, L.P.
May 13, 2021
$270,000,000
New Residential

NRMLT 2021-NQM2R
(Various Tranches)

Co-Manager
CastleOak Securities, L.P.
May 12, 2021
$1,000,000,000
Wells Fargo

0.805% 5/19/2025

Joint-Bookrunner
CastleOak Securities, L.P.
April 30, 2021
$1,000,000,000
New Residential

NRWST 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
April 27, 2021
$500,000,000
Citigroup Inc.

SOFR FRN 5/01/2025

Co-Manager
CastleOak Securities, L.P.
April 22, 2021
$2,000,000,000
Royal Bank of Canada

SOFR FRN 4/27/2026
1.200% 4/27/2026

Co-Manager
CastleOak Securities, L.P.
April 22, 2021
$500,000,000
Penn Mutual Life Insurance Co.

3.800% 4/29/2061

Co-Manager
CastleOak Securities, L.P.
April 20, 2021
$800,000,000
New York Life

0.550% 4/06/2024
SOFR FRN 4/06/2024

Co-Manager
CastleOak Securities, L.P.
April 19, 2021
$2,000,000,000
Morgan Stanley & Co.

3.217% 4/22/2042

Lead-Manager
CastleOak Securities, L.P.
April 19, 2021
$1,350,000,000
Ally Financial

Perpetual PFD

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$300,000,000
Ryder System, Inc.

1.750% 9/01/2026

Co-Manager
CastleOak Securities, L.P.
November 1, 2021
$2,100,000,000
Raytheon Technologies

2.375% 3/15/2032

3.030% 3/15/2052

Co-Manager
CastleOak Securities, L.P.
September 13, 2021
$500,000,000
Johnson Controls International

2.000% 9/16/2031 (10yr Sustainability Bond)

Co-Manager
CastleOak Securities, L.P.
August 4, 2021
$2,000,000,000
Raytheon Technologies

1.900% 9/01/2031

2.820% 9/01/2051

Co-Manager
CastleOak Securities, L.P.
May 17, 2021
$2,500,000,000
Union Pacific Corp

2.375% 5/20/2031
3.200% 5/20/2041
3.550% 5/20/2061

Co-Manager
CastleOak Securities, L.P.
April 20, 2021
€1,250,000,000
Federal Express

0.450% 5/04/2029 (Euro)
0.950% 5/04/2033 (Euro)

Co-Manager
CastleOak Securities, L.P.
October 29, 2020
$2,400,000,000
Boeing Co.

1.950% 2/01/2024
2.750% 2/01/2026

Co-Manager
CastleOak Securities, L.P.
May 5, 2020
$400,000,000
Ryder System Inc.

3.350% 9/01/2025

Co-Manager
CastleOak Securities, L.P.
April 30, 2020
$8,500,000,000
Boeing Co.

4.508% 5/01/2023
4.875% 5/01/2025
5.040% 5/01/2027

Co-Manager
CastleOak Securities, L.P.
April 2, 2020
$400,000,000
Ryder System Inc.

4.625% 6/01/2025

Co-Manager
CastleOak Securities, L.P.
March 19, 2020
$3,500,000,000
United Parcel Service

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
November 6, 2019
$400,000,000
Ryder System, Inc.

2.900%   12/01/2026

Co-Manager
CastleOak Securities, L.P.
August 13, 2019
$1,500,000,000
United Parcel Service

2.200%  9/01/2024  
2.500%  9/01/2029
3.400%  9/01/2049

Co-Manager
CastleOak Securities, L.P.
August 1, 2019
$550,000,000
Ryder System, Inc.

2.500%   9/01/2024

Co-Manager
CastleOak Securities, L.P.
July 29, 2019
$1,000,000,000
The Boeing Co.

2.700%  2/01/2027

Co-Manager
CastleOak Securities, L.P.
May 15, 2019
$550,000,000
Ryder System, Inc.

2.875%  6/01/2022

Co-Manager
CastleOak Securities, L.P.
April 30, 2019
$650,000,000
The Boeing Co.

3.100%  5/01/2026

Co-Manager
CastleOak Securities, L.P.
March 13, 2019
$1,500,000,000
United Parcel Service

3.400%  3/15/2029  
4.250%  3/15/2049

Co-Manager
CastleOak Securities, L.P.
February 25, 2019
$600,000,000
Ryder System, Inc.

3.650%  3/18/2024

Co-Manager
CastleOak Securities, L.P.
November 3, 2021
€500,000,000
Colgate-Palmolive Company

0.300% 11/10/2029 (8yr Euro)

Co-Manager
CastleOak Securities, L.P.
October 6, 2021
$3,000,000,000
PepsiCo Inc.

1.950% 10/21/2031

2.625% 10/21/2041

2.750% 10/21/2051

Co-Manager
CastleOak Securities, L.P.
September 29, 2021
Walmart

Tender Offer

Dealer Manager
CastleOak Securities, L.P.
September 8, 2021
$7,000,000,000
Walmart Inc.

1.050% 9/17/2026 (5yr)

1.500% 9/22/2028 (7yr)

1.800% 9/22/2031 (10yr Sustainability Bond)

2.500% 9/22/2041 (20yr)

2.650% 9/22/2051 (30yr)

Co-Manager
CastleOak Securities, L.P.
September 8, 2021
€1,800,000,000 £250,000,000
Eli Lilly and Company

0.500% 9/14/2033 (12yr Euro Green Bond)

1.125% 9/14/2051 (30yr Euro)

1.375% 9/14/2061 (40yr Euro)

0.500% 9/14/2023 (22yr Sterling)

Co-Manager
CastleOak Securities, L.P.
May 6, 2021
$448,000,000
Academy Sports & Outdoors

14,000,000 Shares
(Follow-On Offering)

Co-Manager
CastleOak Securities, L.P.
April 28, 2021
$3,450,000,000
Coca Cola Company

2.250% 1/05/2032  
2.875% 5/04/2041

Co-Manager
CastleOak Securities, L.P.
April 8, 2021
$4,100,000,000 €1,250,000,000
Organon Inc.

4.125% 4/30/2028 (USD)
2.875% 4/30/2028 (EURO)
5.125% 4/30/2031 (USD)

Co-Manager
CastleOak Securities, L.P.
March 3, 2021
$2,000,000,000
Mondelez International, Inc.

0.250% 3/17/2028 (Euro)
0.750% 3/17/2033 (Euro)
1.375% 3/17/2028  (Euro)

Co-Manager
CastleOak Securities, L.P.
March 1, 2021
$2,500,000,000
Coca Cola Company

1.500% 3/5/2028

2.000% 3/5/2031

3.000% 3/5/2051

Co-Manager
CastleOak Securities, L.P.
November 9, 2020
$7,000,000,000
Bristol Myers Squibb

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
October 15, 2020
$300,000,000
W.K. Kellogg Foundation

2.443% 10/01/2050

Co-Manager
CastleOak Securities, L.P.
October 5, 2020
$750,000,000
Pepsico, Inc.

0.400% 10/07/2023

Lead
CastleOak Securities, L.P.
October 2, 2020
$203,000,000
Academy Sports & Outdoors

IPO

Co-Manager
CastleOak Securities, L.P.
September 14, 2020
$4,100,000,000
Coca Cola Company

1.000% 3/15/2028
1.375% 3/15/2031
2.500% 3/15/2051

Co-Manager
CastleOak Securities, L.P.
August 20, 2020
$1,100,000,000
Eli Lilly and Company

2.250% 5/15/2050
2.500% 9/15/2060

Co-Manager
CastleOak Securities, L.P.
June 18, 2020
$1,000,000,000
Ford Foundation

2.415% 6/01/2050
2.815% 6/01/2070

Co-Manager
CastleOak Securities, L.P.
January 6, 2020
$750,000,000
Kroger Co.

3.950%  1/15/2050

Co-Manager
CastleOak Securities, L.P.
September 19, 2019
$1,500,000,000
Walmart Inc.

2.375%  9/24/2029

Co-Manager
CastleOak Securities, L.P.
September 4, 2019
$2,000,000,000
Coca Cola Co.

1.750%  9/06/2024

2.125%  9/06/2029

Co-Manager
CastleOak Securities, L.P.
October 7, 2020
$1,500,000,000
Charter Communications

4.250% 2/01/2031

Co-Manager
CastleOak Securities, L.P.
September 17, 2020
$1,123,000,000
Verizon Communications Inc.

3.000% 9/26/2060

Co-Manager
CastleOak Securities, L.P.
September 16, 2020
$15,000,000,000
AT&T Inc.

Multiple-Tranche Debt Exchange Offering

Co-Manager
CastleOak Securities, L.P.
August 19, 2020
$500,000,000
Fiserv, Inc.

IPO

Co-Manager
CastleOak Securities, L.P.
August 13, 2020
$5,500,000,000
Apple Inc.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
August 11, 2020
$4,500,000,000
Comcast Corp.

1.500% 8/15/2031
2.450% 8/15/2052
2.650% 8/15/2062

Co-Manager
CastleOak Securities, L.P.
August 10, 2020
$1,300,000,000
S&P Global

1.250% 8/15/2030
2.300% 8/15/2060

Co-Manager
CastleOak Securities, L.P.
August 6, 2020
$1,800,000,000
Rocket Companies Inc.

IPO

Co-Manager
CastleOak Securities, L.P.
August 4, 2020
$1,600,000,000
Verizon Communications

Multiple-Tranche Debt Exchange Offering

S/G
CastleOak Securities, L.P.
August 3, 2020
$10,000,000,000
Alphabet Inc.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
July 29, 2020
$401,000,000
Vertex Inc.

IPO

Co-Manager
CastleOak Securities, L.P.
July 21, 2020
$1,500,000,000
Charter Communications

4.250% 2/01/2031

Co-Manager
CastleOak Securities, L.P.
July 21, 2020
$468,000,000
Jamf Holding Corp.

IPO

Co-Manager
CastleOak Securities, L.P.
July 6, 2020
$1,500,000,000
Charter Communications

4.250% 2/01/2031

Co-Manager
CastleOak Securities, L.P.
June 18, 2020
$4,000,000,000
T-Mobile USA Inc.

1.500% 2/15/2026
2.050% 2/15/2028
2.550% 2/15/2031

Co-Manager
CastleOak Securities, L.P.
May 21, 2020
$12,500,000,000
AT&T Inc.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
February 12, 2020
$1,750,000,000
ATT Inc.

4.750% Perp. PFD

Co-Manager
CastleOak Securities, L.P.
February 4, 2020
$4,400,000,000
Comcast Corp.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
October 29, 2019
$4,750,000,000
Comcast Corporation

2.650%  2/01/2030  
3.250%  11/01/2039  
3.450%  2/01/2050

Co-Manager
CastleOak Securities, L.P.
September 4, 2019
$7,000,000,000
Apple Inc.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
First AFDB Benchmark Deal Co-Lead Managed by a Diverse Dealer
March 16, 2021
$2,500,000,000
African Development Bank

0.875% Benchmark Notes due 2020

Senior Co-Lead Manager
CastleOak Securities, L.P.
First SOFR-Indexed Credit Risk Transfer Transaction
October 13, 2020
$1,086,000,000
Freddie Mac

STACR 2020-DNA5

Selling Group Member
CastleOak Securities, L.P.
Largest-Ever Supra SOFR-Indexed Bond
September 11, 2020
$1,500,000,000
International Bank for Reconstruction and Development

SOFR+0.31% Floating Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
Largest-Ever Farmer Mac Medium-Term Note
June 12, 2020
$350,000,000
Farmer Mac

LIBOR-0.10% Floating Rate Notes due 2022

Sole Manager
CastleOak Securities, L.P.
Largest-Ever Supra Bond Issue
April 15, 2020
$8,000,000,000
International Bank for Reconstruction and Development

Good Health and Well-Being 0.625% Fixed Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
Largest-Ever Supra Bond Issue
April 15, 2020
$8,000,000,000
International Bank for Reconstruction and Development

Good Health and Well-Being 0.625% Fixed Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
2019 CMBS Deal of the Year: First SOFR-Indexed ACMBS Deal
December 12, 2019
$765,000,000
Freddie Mac

K-F73 Multifamily Certificates Indexed to LIBOR and SOFR

Co-Manager
CastleOak Securities, L.P.
First Minority-Owned Co-Manager of IFC Global Notes
July 23, 2018
$2,000,000,000
International Finance Corporation

2.875% Global Notes due 2023

Co-Manager
CastleOak Securities, L.P.
Largest 2018 Supra Fed Funds Floater
February 23, 2018
$225,000,000
International Bank for Reconstruction and Development

Fed Funds + 0.24% Floating Rate Notes due 2019

Sole Bookrunner
CastleOak Securities, L.P.
First World Bank Amortizing Escrow Notes
December 21, 2017
$21,915,757
International Bank for Reconstruction and Development

Zero Coupon Amortizing Escrow Notes due 2019

Structuring and Underwriting
CastleOak Securities, L.P.
First IFC Social MTN in the U.S.
August 4, 2017
$25,000,000
International Finance Corporation

1.620% Social Notes due 2020

Sole Bookrunner
CastleOak Securities, L.P.
First IFC Social MTN in the U.S.
August 4, 2017
$25,000,000
International Finance Corporation

1.620% Social Notes due 2020

Sole Bookrunner
CastleOak Securities, L.P.
First Agency Benchmark Deal Lead-Managed by a Diverse Dealer
July 28, 2017
$3,000,000,000
Fannie Mae

1.500% Benchmark Notes due 2020

Joint Lead-Manager
CastleOak Securities, L.P.
March 22, 2021
$301,736,000
Freddie Mac

ML-09 Tax-Exempt Multifamily Sustainability Bonds

Co-Manager
CastleOak Securities, L.P.
March 2, 2021
$715,362,729
Fannie Mae

GeMS 2021-M1G Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
February 1, 2021
$369,934,728
Freddie Mac

ML-08 Tax-Exempt Multifamily Sustainability Bonds

Co-Manager
CastleOak Securities, L.P.
December 14, 2020
$585,616,000
Freddie Mac

K-G04 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
October 23, 2020
$2,500,000,000
Citigroup Inc.

0.776% Fixed-to-Floating Rate Affordable Housing Bonds due 2024

Joint Bookrunner
CastleOak Securities, L.P.
October 16, 2020
$536,000,000
Fannie Mae

GeMS 2020-M46 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
October 9, 2020
$535,651,000
Freddie Mac

K-SG1 Sustainability Bond Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
September 17, 2020
$31,011,097
Freddie Mac

WE2022 Social Tax-Exempt Multifamily Loan PC

Co-Manager
CastleOak Securities, L.P.
September 9, 2020
$1,000,000,000
J.P.Morgan

1.653% Fixed-to-Floating Rate Green Bonds due 2024

Co-Manager
CastleOak Securities, L.P.
August 6, 2020
$549,980,000
Freddie Mac

K-G03 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
May 11, 2020
$529,382,000
Fannie Mae

GeMS 2020-M20 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
June 17, 2019
$435,161,000
Freddie Mac

K-G01 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
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