Our Comprehensive Platform

Founded in 2006, CastleOak is well-established as a trusted underwriter (assisted issuers with over $4 trillion in public offerings) and reliable agent for its institutional sales/trading accounts, including corporate buyback clients.
100% owned by its employee-partners, CastleOak delivers a comprehensive array of capital markets products and services to its institutional equity and fixed income clients.
Investment Banking & Capital Markets

CastleOak bankers have extensive corporate finance/advisory experience from bulge-bracket Wall Street firms. We are uniquely qualified to execute assignments as an extension of business development teams on a myriad of transactions including M&A, divestitures and private placements. We also provide capital raising services involving alternative investments.

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(Fixed Income Electronic Trading)

DirectPool™ is CastleOak’s fixed income electronic bond trading solution, a reliable liquidity pool for many of the nation’s largest investment managers and bond dealers.

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Fixed Income Sales & Trading

CastleOak’s Fixed Income Sales and Trading teams have the expertise to distribute a full array of fixed income products and ideas to our clients. On an agency basis, the group engages in secondary market trading involving corporate, mortgage, ABS and hybrid securities. Our Treasury, Agency and Money Market Group originates, structures and distributes the full range of GSE and money market instruments. Our Commercial Paper platform trades and distributes the CP of a full range of sectors and credit tiers.

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Equity Sales & Trading

Our team has the ability to execute program and single stock agency trades for domestic equities and ADRs. We employ a suite of customizable algorithmic trading tactics, allowing optimal execution to reduce market impact and improve performance. Our role in the new issue equity and equity-linked markets includes marketing, distribution, execution and after-market services, including share repurchase assignments.

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Money Fund Solutions

Money Fund Access (MFA) is a next generation portfolio management tool that provides optimization to your liquidity platform.

CastleOak Shares offer liquid, high-quality money market instruments for clients looking to preserve capital and maximize income while supporting their D&I and ESG initiatives.

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