Recent Transactions

June 29, 2021
$8,000,000,000
Salesforce.com Inc.

0.625% 3NC1 7/15/2024
1.50% 7/15/2028
1.95% 7/15/2031
2.70% 7/15/2041
2.90% 7/15/2051
3.05% 7/15/2061

Co-Manager
CastleOak Securities, L.P.
June 22, 2021
$450,000,000
Ameren Illinois

0.375% 6/15/2023
2.900% 6/15/2051

Co-Manager
CastleOak Securities, L.P.
June 21, 2021
$2,500,000,000
J.P. Morgan

SOFR FRN 6/23/2025
0.969% 6/23/2025

Co-Manager
CastleOak Securities, L.P.
June 10, 2021
$9,775,000,000
Jamf Holding Corp.

Follow-On Offering

Co-Manager
CastleOak Securities, L.P.
June 8, 2021
$1,200,000,000
KeyBank

SOFR FRN 6/14/2024
0.433% 6/14/2024

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$4,500,000,000
Bank of America

0.523% 6/14/2024
2.087% 6/14/2029

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$600,000,000
Baltimore Gas & Electric

2.25% 6/15/2023

Co-Manager
CastleOak Securities, L.P.
June 2, 2021
$3,150,000,000
Citigroup Inc.

SOFR FRN 6/09/2027
1.462% Fxd-FRN 6/09/2027

Co-Manager
CastleOak Securities, L.P.
May 25, 2021
$750,000,000
UBS AG

3.875% PerpNC5

Co-Manager
CastleOak Securities, L.P.
May 24, 2021
$3,000,000,000
UBS AG

SOFR FRN 6/01/2023
0.375% 6/01/2023
1.250% 6/12/2026

Co-Manager
CastleOak Securities, L.P.
May 20, 2021
$278,000,000
Credit Suisse

CSMC 2021-NQM3 (RMBS) Various Tranches

Co-Manager
CastleOak Securities, L.P.
May 18, 2021
$750,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
May 17, 2021
$2,500,000,000
Union Pacific Corp

2.375% 5/20/2031
3.200% 5/20/2041
3.550% 5/20/2061

Co-Manager
CastleOak Securities, L.P.
May 13, 2021
$1,850,000,000
J.P. Morgan

4.625% PFD 74,000,000 Shares

Underwriter
CastleOak Securities, L.P.
May 13, 2021
$270,000,000
New Residential

NRMLT 2021-NQM2R
(Various Tranches)

Co-Manager
CastleOak Securities, L.P.
May 12, 2021
$1,000,000,000
Wells Fargo

0.805% 5/19/2025

Joint-Bookrunner
CastleOak Securities, L.P.
May 6, 2021
$448,000,000
Academy Sports & Outdoors

14,000,000 Shares
(Follow-On Offering)

Co-Manager
CastleOak Securities, L.P.
May 3, 2021
$1,000,000,000
Southern Company

3.750% 9/15/2051

Co-Manager
CastleOak Securities, L.P.
April 30, 2021
$1,000,000,000
New Residential

NRWST 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
April 28, 2021
$3,450,000,000
Coca Cola Company

2.250% 1/05/2032  
2.875% 5/04/2041

Co-Manager
CastleOak Securities, L.P.
June 29, 2021
$8,000,000,000
Salesforce.com Inc.

0.625% 3NC1 7/15/2024
1.50% 7/15/2028
1.95% 7/15/2031
2.70% 7/15/2041
2.90% 7/15/2051
3.05% 7/15/2061

Co-Manager
CastleOak Securities, L.P.
June 22, 2021
$450,000,000
Ameren Illinois

0.375% 6/15/2023
2.900% 6/15/2051

Co-Manager
CastleOak Securities, L.P.
June 21, 2021
$2,500,000,000
J.P. Morgan

SOFR FRN 6/23/2025
0.969% 6/23/2025

Co-Manager
CastleOak Securities, L.P.
June 10, 2021
$9,775,000,000
Jamf Holding Corp.

Follow-On Offering

Co-Manager
CastleOak Securities, L.P.
June 8, 2021
$1,200,000,000
KeyBank

SOFR FRN 6/14/2024
0.433% 6/14/2024

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$4,500,000,000
Bank of America

0.523% 6/14/2024
2.087% 6/14/2029

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$600,000,000
Baltimore Gas & Electric

2.25% 6/15/2023

Co-Manager
CastleOak Securities, L.P.
June 2, 2021
$3,150,000,000
Citigroup Inc.

SOFR FRN 6/09/2027
1.462% Fxd-FRN 6/09/2027

Co-Manager
CastleOak Securities, L.P.
May 25, 2021
$750,000,000
UBS AG

3.875% PerpNC5

Co-Manager
CastleOak Securities, L.P.
May 24, 2021
$3,000,000,000
UBS AG

SOFR FRN 6/01/2023
0.375% 6/01/2023
1.250% 6/12/2026

Co-Manager
CastleOak Securities, L.P.
May 20, 2021
$278,000,000
Credit Suisse

CSMC 2021-NQM3 (RMBS) Various Tranches

Co-Manager
CastleOak Securities, L.P.
May 18, 2021
$750,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
May 17, 2021
$2,500,000,000
Union Pacific Corp

2.375% 5/20/2031
3.200% 5/20/2041
3.550% 5/20/2061

Co-Manager
CastleOak Securities, L.P.
May 13, 2021
$1,850,000,000
J.P. Morgan

4.625% PFD 74,000,000 Shares

Underwriter
CastleOak Securities, L.P.
May 13, 2021
$270,000,000
New Residential

NRMLT 2021-NQM2R
(Various Tranches)

Co-Manager
CastleOak Securities, L.P.
May 12, 2021
$1,000,000,000
Wells Fargo

0.805% 5/19/2025

Joint-Bookrunner
CastleOak Securities, L.P.
May 6, 2021
$448,000,000
Academy Sports & Outdoors

14,000,000 Shares
(Follow-On Offering)

Co-Manager
CastleOak Securities, L.P.
May 3, 2021
$1,000,000,000
Southern Company

3.750% 9/15/2051

Co-Manager
CastleOak Securities, L.P.
April 30, 2021
$1,000,000,000
New Residential

NRWST 2021-1 (Various Tranches)

Co-Manager
CastleOak Securities, L.P.
April 28, 2021
$3,450,000,000
Coca Cola Company

2.250% 1/05/2032  
2.875% 5/04/2041

Co-Manager
CastleOak Securities, L.P.
June 7, 2021
$600,000,000
Baltimore Gas & Electric

2.25% 6/15/2023

Co-Manager
CastleOak Securities, L.P.
May 3, 2021
$1,000,000,000
Southern Company

3.750% 9/15/2051

Co-Manager
CastleOak Securities, L.P.
March 29, 2021
$1,000,000,000
Duke Energy Carolina

2.550% 4/15/2031
3.450% 4/15/2051

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$1,850,000,000
Southern California Edison

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
March 18, 2021
$328,000,000
Vine Energy

IPO

Co-Manager
CastleOak Securities, L.P.
March 8, 2021
$1,500,000,000
Pacific Gas & Electric Company

1.367% 3/10/2023
3.250% 6/1/2032
4.200% 6/1/2041

Co-Manager
CastleOak Securities, L.P.
March 2, 2021
$900,000,000
Public Service Electric & Gas Co.

0.950% 3/15/2026
3.000% 3/1/2051

Co-Manager
CastleOak Securities, L.P.
February 23, 2021
$1,000,000,000
Southern Company
Co-Manager
CastleOak Securities, L.P.
January 5, 2021
$900,000,000
Southern California Edison

2.250% due 6/1/30
2.950% due 2/1/51

Co-Manager
CastleOak Securities, L.P.
December 10, 2020
$0
General Electric

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
September 9, 2020
$1,000,000,000
Duke Energy Corp.

0.900% 9/15/2025
2.450% 6/01/2030

Co-Manager
CastleOak Securities, L.P.
August 17, 2020
$500,000,000
Southern Co. Gas

1.750% 1/15/2031

Co-Manager
CastleOak Securities, L.P.
June 26, 2020
$5,500,000,000
Pacific Gas & Electric

Follow On
Equity Units

Co-Manager
CastleOak Securities, L.P.
June 16, 2020
$8,425,000,000
Pacific Gas & Electric

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
May 13, 2020
$500,000,000
Duke Energy Corp.

2.450% 6/01/2030

Co-Manager
CastleOak Securities, L.P.
March 31, 2020
$800,000,000
Ameren Corp.

3.500% 1/15/2031

Co-Manager
CastleOak Securities, L.P.
March 30, 2020
$2,000,000,000
Exelon

4.050% 4/15/2030
4.700% 4/15/2050

Co-Manager
CastleOak Securities, L.P.
March 4, 2020
$1,100,000,000
Southern California Edison (EIX)

2.250% 3/15/2030  
3.650% 2/01/2050

Co-Manager
CastleOak Securities, L.P.
January 8, 2020
$1,500,000,000
Georgia Power Co.

2.100%  7/30/2023  
2.650%  9/15/2029  
3.700%  1/30/2050

Co-Manager
CastleOak Securities, L.P.
January 7, 2020
$600,000,000
Public Service Electric & Gas Co.

2.450%  1/15/2030  
3.150%  1/01/2050

Co-Manager
CastleOak Securities, L.P.
April 6, 2021
$2,500,000,000
Toyota Motor Credit
Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$2,000,000,000
Ford Motor Company
0% Convert. 3/15/2026
Co-Manager
CastleOak Securities, L.P.
February 10, 2021
$750,000,000
Ford Motor Credit
2.900% 2/16/2028
Co-Manager
CastleOak Securities, L.P.
February 9, 2021
$600,000,000
Harley Davidson
Multiple-Tranche Debt Offering
Co-Manager
CastleOak Securities, L.P.
February 2, 2021
$870,000,000
Ares Acquisition Corp (SPAC)
SPAC IPO
Co-Manager
CastleOak Securities, L.P.
November 17, 2020
$1,315,000,000
Ford Motor Credit
Multiple-Tranche Debt Offering
Co-Manager
CastleOak Securities, L.P.
November 13, 2020
$750,000,000
General Motors Financial
FRN 11/17/2023
Co-Manager
CastleOak Securities, L.P.
October 28, 2020
$500,000,000
Pershing Square Tontine Holdings
3.250% 11/15/2030
Lead
CastleOak Securities, L.P.
October 28, 2020
$750,000,000
Ajax I
SPAC IPO
Co-Manager
CastleOak Securities, L.P.
July 21, 2020
$599,000,000
Ford Motor Credit
FORDL 2020-B A1 FORDL 2020-B A2a
S/G
CastleOak Securities, L.P.
July 20, 2020
$750,000,000
Toyota Motor Credit
0.450% 7/22/2022
Lead
CastleOak Securities, L.P.
July 6, 2020
$1,250,000,000
American Honda
0.875% 7/07/2023
Co-Manager
CastleOak Securities, L.P.
June 16, 2020
$1,750,000,000
Ford Motor Credit
5.125% 6/16/2025
S/G
CastleOak Securities, L.P.
June 16, 2020
$902,000,000
Ford Motor Credit
FORDO 2020-B A2 FORDO 2020-B A4
S/G
CastleOak Securities, L.P.
April 17, 2020
$8,000,000,000
Ford Motor Co.
8.500% 4/21/2023 9.000% 4/22/2025 9.625% 4/22/2030
Co-Manager
CastleOak Securities, L.P.
April 8, 2020
$400,000,000
New Residential
NRMLT 2019-T4
Co-Manager
CastleOak Securities, L.P.
March 24, 2020
$4,000,000,000
Mastercard
3.300% 3/26/2027 3.350% 3/26/2030 3.850% 3/26/2050
Co-Manager
CastleOak Securities, L.P.
February 6, 2020
$2,500,000,000
Toyota Motor Credit
FRN 8/13/2021 1.800% 2/13/2025 2.150% 2/13/2030
Co-Manager
CastleOak Securities, L.P.
January 6, 2020
$1,250,000,000
General Motors Financial
2.900% 2/26/2025
Co-Manager
CastleOak Securities, L.P.
October 29, 2019
$1,500,000,000
Ford Motor Credit
4.063% 11/01/2024
S/G
CastleOak Securities, L.P.
September 22, 2020
$2,000,000,000
Bank of America

0.981% 9/25/2025

Co-Manager
CastleOak Securities, L.P.
September 16, 2020
$1,000,000,000
Barclays PLC

3.564% Sub Notes 9/23/2035

Co-Manager
CastleOak Securities, L.P.
September 16, 2020
$750,000,000
Ally Financial Inc.

1.450% 10/02/2023

Co-Manager
CastleOak Securities, L.P.
September 9, 2020
$1,000,000,000
JPMorgan Chase

0.653% 9/16/2024

Co-Manager
CastleOak Securities, L.P.
September 1, 2020
$300,000,000
Mizuho Financial Group

FRN 9/08/2024
1.979% 9/08/2031
0.849% 9/08/2024

Co-Manager
CastleOak Securities, L.P.
August 18, 2020
$1,300,000,000
Prudential Financial

3.700% 10/01/2050
4.125% PFD

Co-Manager
CastleOak Securities, L.P.
August 18, 2020
$750,000,000
KKR & CO. Inc.

VIII LLC 8/25/2020

Co-Manager
CastleOak Securities, L.P.
August 12, 2020
$1,000,000,000
KKR & CO. Inc.

6.000% Series C Mandatory Convert

Co-Manager
CastleOak Securities, L.P.
August 6, 2020
$650,000,000
MGIC Investment Corp.

5.250% 8/15/2028

Co-Manager
CastleOak Securities, L.P.
July 21, 2020
$4,000,000,000
Pershing Square Tontine Holdings

SPAC IPO

Co-Manager
CastleOak Securities, L.P.
July 8, 2020
$300,000,000
BGC Partners

4.375% 12/15/2025

Co-Manager
CastleOak Securities, L.P.
July 6, 2020
$2,500,000,000
Mizuho Financial Group

FRN 7/10/2024
1.241% 7/10/2024
2.201% 7/20/2031

Co-Manager
CastleOak Securities, L.P.
June 17, 2020
$500,000,000
New York Life Global Funding

0.950% 6/24/2025

Co-Manager
CastleOak Securities, L.P.
June 16, 2020
$6,000,000,000
Bank of America

1.319% 6/19/2026
2.676% 6/19/2041

Co-Manager
CastleOak Securities, L.P.
June 3, 2020
$1,500,000,000
Royal Bank of Canada

1.150% 10/2025

Co-Manager
CastleOak Securities, L.P.
June 2, 2020
$2,000,000,000
Credit Suisse AG NY Branch

1.000% 5/05/2023

Co-Manager
CastleOak Securities, L.P.
May 26, 2020
$6,000,000,000
Wells Fargo

1.654% 6/02/2024
2.393% 6/02/2028

Co-Manager
CastleOak Securities, L.P.
May 26, 2020
$3,500,000,000
Citigroup Inc.

2.572% 6/03/2031

Co-Manager
CastleOak Securities, L.P.
May 18, 2020
$350,000,000
Brighthouse Financial

6.750% PFD

Underwriter
CastleOak Securities, L.P.
May 6, 2020
$4,100,000,000
American International Group

2.500% 6/30/2025
3.400% 6/30/2030
4.375% 6/30/2050

Co-Manager
CastleOak Securities, L.P.
April 27, 2020
$1,250,000,000
Blackrock, Inc.

1.900% 1/28/2031

Co-Manager
CastleOak Securities, L.P.
April 15, 2020
$10,000,000,000
JPMorgan Chase

2.083% 4/22/2026
3.109% 4/22/2041
3.109% 4/22/2051

Co-Manager
CastleOak Securities, L.P.
April 1, 2020
$3,500,000,000
Citigroup Inc.

3.106% 4/08/2026

Co-Manager
CastleOak Securities, L.P.
March 26, 2020
$2,000,000,000
Wells Fargo

5.013%  4/04/2051

Co-Manager
CastleOak Securities, L.P.
March 23, 2020
$6,000,000,000
Wells Fargo

4.478%  4/04/2031  
5.013%  4/04/2051

Co-Manager
CastleOak Securities, L.P.
March 19, 2020
$2,000,000,000
Morgan Stanley & Co.

5.597%  3/24/2051

Co-Manager
CastleOak Securities, L.P.
March 5, 2020
$1,500,000,000
Prudential Financial

1.500% 3/10/2026
2.100% 3/10/2030
3.000% 3/10/2040

Co-Manager
CastleOak Securities, L.P.
February 19, 2020
$1,500,000,000
JPMorgan Chase

4.000%   Perp. PFD

Co-Manager
CastleOak Securities, L.P.
February 12, 2020
$300,000,000
New Residential

NRART 2019-T5

Co-Manager
CastleOak Securities, L.P.
February 4, 2020
$6,000,000,000
Wells Fargo

2.164%   2/11/2026  
2.572%   2/11/2031

Co-Manager
CastleOak Securities, L.P.
February 3, 2020
$800,000,000
KeyCorp

2.250%  4/06/2027

Co-Manager
CastleOak Securities, L.P.
January 30, 2020
$2,000,000,000
Credit Suisse AG NY Branch

FRN  2/04/2022

Co-Manager
CastleOak Securities, L.P.
January 23, 2020
$2,000,000,000
Capital One Bank

2.014%  1/27/2023  
2.280%  1/28/2026

Co-Manager
CastleOak Securities, L.P.
January 17, 2020
$278,000,000
New Residential

NRZT 2020-NQM1

Co-Manager
CastleOak Securities, L.P.
January 16, 2020
$1,000,000,000
Blackrock, Inc.

2.400%  4/30/2030

Co-Manager
CastleOak Securities, L.P.
January 15, 2020
$1,750,000,000
Wells Fargo

4.750%  Perp. PFD

Co-Manager
CastleOak Securities, L.P.
January 15, 2020
$1,500,000,000
Citigroup Inc.

4.700%  Perp. PFD

Co-Manager
CastleOak Securities, L.P.
January 9, 2020
$545,000,000
New Residential

NRZT 2020-1  3.500%

Co-Manager
CastleOak Securities, L.P.
December 9, 2019
$789,000,000
Cantor Fitzgerald (CCRE)

CF 2019-CF3

Co-Manager
CastleOak Securities, L.P.
November 18, 2019
$500,000,000
Morgan Stanley

4.875%   Perp. PFD

Co-Manager
CastleOak Securities, L.P.
November 12, 2019
$600,000,000
Goldman Sachs Group

4.950%  Perp. PFD

Co-Manager
CastleOak Securities, L.P.
November 7, 2019
$810,000,000
New Residential Mortgage

NRZT 2019-NQM5  
NRZT 2019-6

Co-Manager
CastleOak Securities, L.P.
November 6, 2019
$750,000,000
Synchrony Financial

5.625%  Perp. PFD

Co-Manager
CastleOak Securities, L.P.
October 31, 2019
$900,000,000
JPMorgan Chase & Co.

4.750% Perp. PFD

S/G
CastleOak Securities, L.P.
October 28, 2019
$2,250,000,000
Citigroup

2.976% 11/5/2030

Co-Manager
CastleOak Securities, L.P.
October 17, 2019
$4,000,000,000
Bank of America

2.456% 10/22/2025  
2.884% 10/22/2030

Co-Manager
CastleOak Securities, L.P.
September 26, 2019
$673,000,000
Cantor Fitzgerald (CCRE)

CF 2019-CF2

Co-Manager
CastleOak Securities, L.P.
September 25, 2019
$300,000,000
BGC Partners

3.750% due 10/24

Co-Manager
CastleOak Securities, L.P.
September 16, 2019
$2,000,000,000
American Express Co.

AMXCA 2019-3  
AMXCA 2019-4

Co-Manager
CastleOak Securities, L.P.
September 10, 2019
$1,500,000,000
Prudential Financial, Inc.

3.700%  3/13/2050

Co-Manager
CastleOak Securities, L.P.
September 5, 2019
$5,000,000,000
JPMorgan Chase & Co.

2.301%  10/15/2025
2.739%  10/15/2030

Co-Manager
CastleOak Securities, L.P.
September 4, 2019
$3,000,000,000
Wells Fargo & Co.

2.082% 9/09/2022
FRN due 9/09/2022

Co-Manager
CastleOak Securities, L.P.
May 17, 2021
$2,500,000,000
Union Pacific Corp

2.375% 5/20/2031
3.200% 5/20/2041
3.550% 5/20/2061

Co-Manager
CastleOak Securities, L.P.
April 20, 2021
€1,250,000,000
Federal Express

0.450% 5/04/2029 (Euro)
0.950% 5/04/2033 (Euro)

Co-Manager
CastleOak Securities, L.P.
October 29, 2020
$2,400,000,000
Boeing Co.

1.950% 2/01/2024
2.750% 2/01/2026

Co-Manager
CastleOak Securities, L.P.
May 5, 2020
$400,000,000
Ryder System Inc.

3.350% 9/01/2025

Co-Manager
CastleOak Securities, L.P.
April 30, 2020
$8,500,000,000
Boeing Co.

4.508% 5/01/2023
4.875% 5/01/2025
5.040% 5/01/2027

Co-Manager
CastleOak Securities, L.P.
April 2, 2020
$400,000,000
Ryder System Inc.

4.625% 6/01/2025

Co-Manager
CastleOak Securities, L.P.
March 19, 2020
$3,500,000,000
United Parcel Service

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
November 6, 2019
$400,000,000
Ryder System, Inc.

2.900%   12/01/2026

Co-Manager
CastleOak Securities, L.P.
August 13, 2019
$1,500,000,000
United Parcel Service

2.200%  9/01/2024  
2.500%  9/01/2029
3.400%  9/01/2049

Co-Manager
CastleOak Securities, L.P.
August 1, 2019
$550,000,000
Ryder System, Inc.

2.500%   9/01/2024

Co-Manager
CastleOak Securities, L.P.
July 29, 2019
$1,000,000,000
The Boeing Co.

2.700%  2/01/2027

Co-Manager
CastleOak Securities, L.P.
May 15, 2019
$550,000,000
Ryder System, Inc.

2.875%  6/01/2022

Co-Manager
CastleOak Securities, L.P.
April 30, 2019
$650,000,000
The Boeing Co.

3.100%  5/01/2026

Co-Manager
CastleOak Securities, L.P.
March 13, 2019
$1,500,000,000
United Parcel Service

3.400%  3/15/2029  
4.250%  3/15/2049

Co-Manager
CastleOak Securities, L.P.
February 25, 2019
$600,000,000
Ryder System, Inc.

3.650%  3/18/2024

Co-Manager
CastleOak Securities, L.P.
May 6, 2021
$448,000,000
Academy Sports & Outdoors

14,000,000 Shares
(Follow-On Offering)

Co-Manager
CastleOak Securities, L.P.
April 28, 2021
$3,450,000,000
Coca Cola Company

2.250% 1/05/2032  
2.875% 5/04/2041

Co-Manager
CastleOak Securities, L.P.
April 8, 2021
$4,100,000,000 €1,250,000,000
Organon Inc.

4.125% 4/30/2028 (USD)
2.875% 4/30/2028 (EURO)
5.125% 4/30/2031 (USD)

Co-Manager
CastleOak Securities, L.P.
March 3, 2021
$2,000,000,000
Mondelez International, Inc.

0.250% 3/17/2028 (Euro)
0.750% 3/17/2033 (Euro)
1.375% 3/17/2028  (Euro)

Co-Manager
CastleOak Securities, L.P.
March 1, 2021
$2,500,000,000
Coca Cola Company

1.500% 3/5/2028

2.000% 3/5/2031

3.000% 3/5/2051

Co-Manager
CastleOak Securities, L.P.
November 9, 2020
$7,000,000,000
Bristol Myers Squibb

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
October 15, 2020
$300,000,000
W.K. Kellogg Foundation

2.443% 10/01/2050

Co-Manager
CastleOak Securities, L.P.
October 5, 2020
$750,000,000
Pepsico, Inc.

0.400% 10/07/2023

Lead
CastleOak Securities, L.P.
October 2, 2020
$203,000,000
Academy Sports & Outdoors

IPO

Co-Manager
CastleOak Securities, L.P.
September 14, 2020
$4,100,000,000
Coca Cola Company

1.000% 3/15/2028
1.375% 3/15/2031
2.500% 3/15/2051

Co-Manager
CastleOak Securities, L.P.
August 20, 2020
$1,100,000,000
Eli Lilly and Company

2.250% 5/15/2050
2.500% 9/15/2060

Co-Manager
CastleOak Securities, L.P.
June 18, 2020
$1,000,000,000
Ford Foundation

2.415% 6/01/2050
2.815% 6/01/2070

Co-Manager
CastleOak Securities, L.P.
January 6, 2020
$750,000,000
Kroger Co.

3.950%  1/15/2050

Co-Manager
CastleOak Securities, L.P.
September 19, 2019
$1,500,000,000
Walmart Inc.

2.375%  9/24/2029

Co-Manager
CastleOak Securities, L.P.
September 4, 2019
$2,000,000,000
Coca Cola Co.

1.750%  9/06/2024

2.125%  9/06/2029

Co-Manager
CastleOak Securities, L.P.
July 25, 2019
$2,000,000,000
PepsiCo Inc

2.625%  7/29/2029
3.375%  7/29/2049

Co-Manager
CastleOak Securities, L.P.
May 7, 2019
$19,000,000,000
Bristol Myers Squibb Co.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
June 10, 2021
$9,775,000,000
Jamf Holding Corp.

Follow-On Offering

Co-Manager
CastleOak Securities, L.P.
May 18, 2021
$750,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
April 19, 2021
$1,000,000,000
Charter Communications

4.500% 6/01/2033

Co-Manager
CastleOak Securities, L.P.
March 24, 2021
$3,000,000,000
ViacomCBS, Inc.

Follow On
Convert PFD

Co-Manager
CastleOak Securities, L.P.
March 22, 2021
$8,250,000,000
Microsoft Corp

Multiple-Trache Debt Exchange Offering

Co-Dealer Mgr
CastleOak Securities, L.P.
March 19, 2021
$6,000,000,000
AT&T Inc.

0.900%  3/25/2024
FRN 3/25/2024
1.700% 3/25/2026

Co-Manager
CastleOak Securities, L.P.
March 17, 2021
$250,000,000
Athena Technology Acquisition Corp.

SPAC IPO

Co-Manager
CastleOak Securities, L.P.
March 16, 2021
$3,800,000,000
T-Mobile US inc

2.625%   4/15/2026
3.375%   4/15/2029  
3.500%   4/15/2031

Co-Manager
CastleOak Securities, L.P.
March 15, 2021
$2,750,000,000
Verizon Communications

0.375%  3/22/2029
0.750%  3/22/2032  
1.125%  9/19/2035

Co-Manager
CastleOak Securities, L.P.
March 11, 2021
$25,000,000,000
Verizon Communications

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
January 4, 2021
$10,000,000,000
Broadcom

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
December 31, 2020
$0
AT&T

Multiple-Tranche Debt Exchange Offering

Co-Manager
CastleOak Securities, L.P.
December 10, 2020
$3,490,000,000
Airbnb, Inc.

IPO

Co-Manager
CastleOak Securities, L.P.
December 9, 2020
$3,366,000,000
DoorDash, Inc.

IPO

S/G
CastleOak Securities, L.P.
November 19, 2020
$352,000,000
Jamf Holding Corp.

Secondary Offering

Co-Manager
CastleOak Securities, L.P.
October 7, 2020
$1,500,000,000
Charter Communications

4.250% 2/01/2031

Co-Manager
CastleOak Securities, L.P.
September 17, 2020
$1,123,000,000
Verizon Communications Inc.

3.000% 9/26/2060

Co-Manager
CastleOak Securities, L.P.
September 16, 2020
$15,000,000,000
AT&T Inc.

Multiple-Tranche Debt Exchange Offering

Co-Manager
CastleOak Securities, L.P.
August 19, 2020
$500,000,000
Fiserv, Inc.

IPO

Co-Manager
CastleOak Securities, L.P.
August 13, 2020
$5,500,000,000
Apple Inc.

Multiple-Tranche Debt Offering

Co-Manager
CastleOak Securities, L.P.
First AFDB Benchmark Deal Co-Lead Managed by a Diverse Dealer
March 16, 2021
$2,500,000,000
African Development Bank

0.875% Benchmark Notes due 2020

Senior Co-Lead Manager
CastleOak Securities, L.P.
First SOFR-Indexed Credit Risk Transfer Transaction
October 13, 2020
$1,086,000,000
Freddie Mac

STACR 2020-DNA5

Selling Group Member
CastleOak Securities, L.P.
Largest-Ever Supra SOFR-Indexed Bond
September 11, 2020
$1,500,000,000
International Bank for Reconstruction and Development

SOFR+0.31% Floating Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
Largest-Ever Farmer Mac Medium-Term Note
June 12, 2020
$350,000,000
Farmer Mac

LIBOR-0.10% Floating Rate Notes due 2022

Sole Manager
CastleOak Securities, L.P.
Largest-Ever Supra Bond Issue
April 15, 2020
$8,000,000,000
International Bank for Reconstruction and Development

Good Health and Well-Being 0.625% Fixed Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
Largest-Ever Supra Bond Issue
April 15, 2020
$8,000,000,000
International Bank for Reconstruction and Development

Good Health and Well-Being 0.625% Fixed Rate Notes due 2025

Senior Co-Lead Manager
CastleOak Securities, L.P.
2019 CMBS Deal of the Year: First SOFR-Indexed ACMBS Deal
December 12, 2019
$765,000,000
Freddie Mac

K-F73 Multifamily Certificates Indexed to LIBOR and SOFR

Co-Manager
CastleOak Securities, L.P.
First Minority-Owned Co-Manager of IFC Global Notes
July 23, 2018
$2,000,000,000
International Finance Corporation

2.875% Global Notes due 2023

Co-Manager
CastleOak Securities, L.P.
Largest 2018 Supra Fed Funds Floater
February 23, 2018
$225,000,000
International Bank for Reconstruction and Development

Fed Funds + 0.24% Floating Rate Notes due 2019

Sole Bookrunner
CastleOak Securities, L.P.
First World Bank Amortizing Escrow Notes
December 21, 2017
$21,915,757
International Bank for Reconstruction and Development

Zero Coupon Amortizing Escrow Notes due 2019

Structuring and Underwriting
CastleOak Securities, L.P.
First IFC Social MTN in the U.S.
August 4, 2017
$25,000,000
International Finance Corporation

1.620% Social Notes due 2020

Sole Bookrunner
CastleOak Securities, L.P.
First IFC Social MTN in the U.S.
August 4, 2017
$25,000,000
International Finance Corporation

1.620% Social Notes due 2020

Sole Bookrunner
CastleOak Securities, L.P.
First Agency Benchmark Deal Lead-Managed by a Diverse Dealer
July 28, 2017
$3,000,000,000
Fannie Mae

1.500% Benchmark Notes due 2020

Joint Lead-Manager
CastleOak Securities, L.P.
March 22, 2021
$301,736,000
Freddie Mac

ML-09 Tax-Exempt Multifamily Sustainability Bonds

Co-Manager
CastleOak Securities, L.P.
March 2, 2021
$715,362,729
Fannie Mae

GeMS 2021-M1G Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
February 1, 2021
$369,934,728
Freddie Mac

ML-08 Tax-Exempt Multifamily Sustainability Bonds

Co-Manager
CastleOak Securities, L.P.
December 14, 2020
$585,616,000
Freddie Mac

K-G04 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
October 23, 2020
$2,500,000,000
Citigroup Inc.

0.776% Fixed-to-Floating Rate Affordable Housing Bonds due 2024

Joint Bookrunner
CastleOak Securities, L.P.
October 16, 2020
$536,000,000
Fannie Mae

GeMS 2020-M46 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
October 9, 2020
$535,651,000
Freddie Mac

K-SG1 Sustainability Bond Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
September 17, 2020
$31,011,097
Freddie Mac

WE2022 Social Tax-Exempt Multifamily Loan PC

Co-Manager
CastleOak Securities, L.P.
September 9, 2020
$1,000,000,000
J.P.Morgan

1.653% Fixed-to-Floating Rate Green Bonds due 2024

Co-Manager
CastleOak Securities, L.P.
August 6, 2020
$549,980,000
Freddie Mac

K-G03 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
May 11, 2020
$529,382,000
Fannie Mae

GeMS 2020-M20 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
June 17, 2019
$435,161,000
Freddie Mac

K-G01 Green Multifamily Structured Certificates

Co-Manager
CastleOak Securities, L.P.
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